DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Shannon Renee Irwin

LPL Financial LLCBD affiliatedVentura, Cadual registrantIAPD 2081007

Feed of 09/14/2026

Also filed as Shannon Renee Moore

At current firm

1 y

since May 15, 2025

In the industry

32 y

since Jul 7, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 15, 2025 · Ventura, Ca
Sorrento Pacific Financial, LLC former
Dec 17, 2020 to May 15, 2025 · Ventura, Ca
Creativeone Wealth, LLC independent RIA
Oct 27, 2020 to Dec 31, 2020 · Overland Park, Ks
Partnervest Advisory Services LLC former
Oct 17, 2005 to Nov 6, 2020 · Santa Barbara, Ca
UBS Financial Services Inc. wirehouse
Jun 3, 2003 to Oct 28, 2005 · Santa Barbara, Ca
Quick & Reilly, Inc. unclassified
Sep 4, 2002 to Jun 10, 2003 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

Sorrento Pacific Financial, LLC to LPL Financial LLC
left May 15, 2025, registered May 15, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Creativeone Wealth, LLC to Sorrento Pacific Financial, LLC
left Dec 31, 2020, registered Dec 17, 2020 (-14 days) · RIA to affiliated broker-dealer or bank
Partnervest Advisory Services LLC to Creativeone Wealth, LLC
left Nov 6, 2020, registered Oct 27, 2020 (-10 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Partnervest Advisory Services LLC
left Oct 28, 2005, registered Oct 17, 2005 (-11 days) · Other
Quick & Reilly, Inc. to UBS Financial Services Inc.
left Jun 10, 2003, registered Jun 3, 2003 (-7 days) · Other

Signals

Shannon Renee Irwin left Sorrento Pacific Financial, Llc for Lpl Financial Llc (registered 2025-05-15)
May 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address