DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• M••••••

I••••••••• F•••••••• G••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 2081402

Feed of 09/15/2026

Also filed as Mary Jo M••••••

At current firm

0 y

since Mar 27, 2026

In the industry

32 y

since Mar 29, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Mar 27, 2026 · San Diego, Ca
S•••••• W••••• P•••••••• L•• BD affiliated
Apr 26, 2019 to Apr 8, 2026 · Westlake, Oh
I••••••••• F•••••••• G••••• L•• BD affiliated
Dec 10, 2015 to Apr 29, 2019 · Stow, Oh
M•• F•••••••• S•••••••• I••• former
Jan 26, 2015 to Dec 10, 2015 · Highland Hills, Oh
A••••••• P••••••••• A•••••••• I•• former
Nov 4, 2009 to Jan 29, 2015 · Holbrook, Ny

Moves

a registration end followed by a registration begin elsewhere

S•••••• W••••• P•••••••• L•• to I••••••••• F•••••••• G••••• L••
left Apr 8, 2026, registered Mar 27, 2026 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
I••••••••• F•••••••• G••••• L•• to S•••••• W••••• P•••••••• L••
left Apr 29, 2019, registered Apr 26, 2019 (-3 days) · RIA to RIA
M•• F•••••••• S•••••••• I••• to I••••••••• F•••••••• G••••• L••
left Dec 10, 2015, registered Dec 10, 2015 (0 days) · Other · moved with a team
A••••••• P••••••••• A•••••••• I•• to M•• F•••••••• S•••••••• I•••
left Jan 29, 2015, registered Jan 26, 2015 (-3 days) · Other · moved with a team

Signals

M••••• M•••••• left S•••••• W••••• P•••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2026-03-27)
Apr 8, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address