E••••• A• T•••••••

R•• C•••••• M••••••• L••national BDPalm Beach Gardens, Fldual registrantIAPD 2086787

Feed of 09/14/2026

Also filed as E••••• A•••• T••••••••• A•••• T••••••• I•••••••• A•••• T••••••••• A• T••••••• I•

At current firm

0 y

since Jan 6, 2026

In the industry

35 y

since Sep 27, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• C•••••• M••••••• L•• national BD current
since Jan 6, 2026 · Palm Beach Gardens, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 6, 2026 · Jupiter, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 31, 1993 to Jun 1, 2009 · Jupiter, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to R•• C•••••• M••••••• L••
left Jan 6, 2026, registered Jan 6, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jan 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address