RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• L•• E•••••
- P•••••• C•••• F•••••••• A•••••••• L•• state registered currentsince Sep 1, 2022 · Everett, Wa
- U••••• C•••••• F•••••••• A••••••• independent RIAMay 15, 2015 to Nov 3, 2016 · Lynwood, Wa
- S••••••• I••••••••• A•••••••• I••• otherNov 8, 2006 to May 15, 2015 · Lynnwood, Wa
- I•••••••• A••••••• I•• unclassifiedNov 7, 2002 to Nov 14, 2006 · Bellevue, Wa
- U••••• C•••••• F•••••••• A••••••• to P•••••• C•••• F•••••••• A•••••••• L••left Nov 3, 2016, registered Sep 1, 2022 (2128 days) · Other
- S••••••• I••••••••• A•••••••• I••• to U••••• C•••••• F•••••••• A•••••••left May 15, 2015, registered May 15, 2015 (0 days) · Other · moved with a team
- I•••••••• A••••••• I•• to S••••••• I••••••••• A•••••••• I•••left Nov 14, 2006, registered Nov 8, 2006 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address