DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Bradley Montgomery

Osaic Wealth, Inc.BD affiliatedColumbus, Ohdual registrantIAPD 2089219

Feed of 09/14/2026

Also filed as William Bradley Montgomery

At current firm

2 y

since Jan 19, 2024

In the industry

32 y

since Aug 29, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Jan 19, 2024 · Columbus, Oh
Woodbury Financial Services, Inc. former
Nov 16, 2022 to Jan 19, 2024 · Columbus, Oh
Cetera Advisor Networks LLC former
Oct 15, 2013 to Nov 16, 2022 · Columbus, Oh
Vantage Financial Group, Inc. independent RIA
Nov 9, 2012 to Oct 5, 2015 · Cleveland, Oh
Woodbury Financial Services, Inc. former
Nov 22, 2005 to Nov 9, 2012 · Westerville, Oh
Osaic Fa, Inc. former
Jan 1, 2000 to Nov 23, 2005 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Woodbury Financial Services, Inc. to Osaic Wealth, Inc.
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Cetera Advisor Networks LLC to Woodbury Financial Services, Inc.
left Nov 16, 2022, registered Nov 16, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Vantage Financial Group, Inc. to Cetera Advisor Networks LLC
left Oct 5, 2015, registered Oct 15, 2013 (-720 days) · Other
Woodbury Financial Services, Inc. to Vantage Financial Group, Inc.
left Nov 9, 2012, registered Nov 9, 2012 (0 days) · Other
Osaic Fa, Inc. to Woodbury Financial Services, Inc.
left Nov 23, 2005, registered Nov 22, 2005 (-1 days) · Other

Signals

William Bradley Montgomery left Cetera Advisor Networks Llc for Woodbury Financial Services, Inc. (registered 2022-11-16)
Nov 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address