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C••••• S•••••• E••••••
- Business email
- ••• Lockedreportedwamasset.comfirm site, Sep 15, 2026
- Direct business phone
- ••• Lockedreportedwamasset.comfirm site, Sep 15, 2026
- Professional profile
- ••• Lockedreportedwamasset.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••••••• A•••• M••••••••• I•• independent RIA currentsince Apr 5, 2022 · Orcutt, Ca
- H•••••• R••••• K• state registeredApr 1, 2021 to Nov 8, 2022 · San Luis Obispo, Ca
- W•••• F•••• A••••••• wirehouseSep 10, 2013 to Oct 26, 2020 · Santa Maria, Ca
- H•••••• R••••• K• to W••••••••• A•••• M••••••••• I••left Nov 8, 2022, registered Apr 5, 2022 (-217 days) · Other
- W•••• F•••• A••••••• to H•••••• R••••• K•left Oct 26, 2020, registered Apr 1, 2021 (157 days) · Wirehouse to a state-registered adviser
- ••• LockedNov 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address