DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••••• L••••••

L•• F•••••••• L••BD affiliatedHaddon Heights, Njdual registrantIAPD 2094366

Certified Financial Planner

Feed of 09/14/2026

Also filed as Mike L••••••

At current firm

8 y

since Nov 29, 2017

In the industry

35 y

since Dec 7, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 29, 2017 · Haddon Heights, Nj
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Mar 21, 2016 to Dec 6, 2017 · Haddon Heights, Nj
H•••••• T••••••• • K•••• L•• independent RIA
May 30, 2008 to Mar 25, 2016 · Haddon Heights, Nj
C••••••••• F•••••••• A••••••• I••• unclassified
Nov 4, 2004 to Dec 31, 2024 · Haddon Heights, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• A••••••• I••• to H•••••• T••••••• • K•••• L••
left Dec 31, 2024, registered May 30, 2008 (-6059 days) · Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••
left Dec 6, 2017, registered Nov 29, 2017 (-7 days) · corporate re-registration, not a move
H•••••• T••••••• • K•••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Mar 25, 2016, registered Mar 21, 2016 (-4 days) · Other

Signals

M•••••• J••••• L•••••• left C••••••••• F•••••••• A••••••• I••• for H•••••• T••••••• • K•••• L•• (registered 2008-05-30)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address