RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J••• P•••••••
- Professional profile
- linkedin.com/in/paul-pfeiffer-72108aareportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N••••••••• F•••••••• P••••••• L•• state registered currentsince May 18, 2018 · Milford, Oh
- F•• S••••••••• C••••••••• formerNov 12, 2013 to May 9, 2018 · Atlanta, Ga
- F•••••••• I•••••••• A•••••••• L•• institutionalJun 9, 2008 to Jan 22, 2014 · Philadelphia, Pa
- F•• S••••••••• C••••••••• formerMar 17, 2008 to Oct 16, 2013 · New York, Ny
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedMar 12, 2007 to Mar 11, 2008 · Columbus, Oh
- F•• S••••••••• C••••••••• to N••••••••• F•••••••• P••••••• L••left May 9, 2018, registered May 18, 2018 (9 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F•••••••• I•••••••• A•••••••• L•• to F•• S••••••••• C•••••••••left Jan 22, 2014, registered Nov 12, 2013 (-71 days) · Other
- F•• S••••••••• C••••••••• to F•••••••• I•••••••• A•••••••• L••left Oct 16, 2013, registered Jun 9, 2008 (-1955 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to F•• S••••••••• C•••••••••left Mar 11, 2008, registered Mar 17, 2008 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address