DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nationwide Investment Advisors, LLC
Latest filing May 13, 2026
First filing on the tape Mar 29, 2012 · 51 filings
SEC status approved since Aug 30, 1996
RAUM
$17B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$17B individuals and HNW
Advisors
401
registered through the firm on IAPD
RAUM per advisor
$41.7M
derived; firm RAUM over IAPD count
Employees
401
316 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$17B as of May 13, 2026
Mar 29, 2012$2.4B then
HNW client RAUM$0 as of May 13, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)316 as of May 13, 2026
Mar 28, 2013243 then
Employees (5.A)401 as of May 13, 2026
Mar 28, 2013270 then
Private funds: no history
RAUM +6.7% over the last fiscal year+11% a year over threeIARs 335 to 316offices 10 to 8
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $41.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 626derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66,594derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 44.6derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -5.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$17B100%
- Pension and profit-sharing plans$29.0M0.2%
- Individual clients
- 251,200reported
- HNW clients
- 0reported
- Pension plan clients
- 23reported
- Charitable clients
- 0reported
- Accounts
- 251,223reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=401.0derived
Advisors registered through the firm
400 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lynn Marie Robinette | Columbus, Oh | Dec 5, 2006 | 22 y | 0 |
| John Bleasdale Kendall | Columbus, Oh | Dec 5, 2006 | 26 y | 0 |
| Kevin Jerry Rayborn | Columbus, Oh | Dec 5, 2006 | 21 y | 1 |
| Robert George QuirinChartered Financial Consultant | Columbus, Oh | Dec 5, 2006 | 28 y | 0 |
| Brian Wayne MillerCertified Financial Planner, Chartered Financial Consultant | Columbus, Oh | Dec 5, 2006 | 23 y | 0 |
| Klark Wade Krauter | Columbus, Oh | Dec 5, 2006 | 23 y | 0 |
| Thomas Richard Bussard | Columbus, Oh | Dec 5, 2006 | 28 y | 0 |
| Michael Brian Ross | Columbus, Oh | Dec 5, 2006 | 24 y | 0 |
| John Derrick BennettChartered Financial Consultant | Columbus, Oh | Dec 5, 2006 | 26 y | 0 |
| Frank James Mccafferty | Columbus, Oh | Dec 5, 2006 | 25 y | 0 |
| Brandy Trissh DomChartered Financial Consultant | Columbus, Oh | Dec 5, 2006 | 20 y | 0 |
| Kenneth Stephen Kelbel | Columbus, Oh | Dec 5, 2006 | 31 y | 0 |
| Candice Ann Cataldi | Columbus, Oh | Dec 5, 2006 | 25 y | 0 |
| David Michael SarmirChartered Financial Consultant | Columbus, Oh | Dec 5, 2006 | 27 y | 0 |
| Jeffrey John Francis | Columbus, Oh | Dec 5, 2006 | 25 y | 1 |
| Eldon Eugene Malone | Columbus, Oh | Dec 5, 2006 | 29 y | 0 |
| Brenda Casey Anderson | Columbus, Oh | Dec 5, 2006 | 26 y | 0 |
| Michelle Am Seitz | Columbus, Oh | Feb 1, 2007 | 26 y | 1 |
| Ana Isabel Aguirre | Columbus, Oh | Apr 10, 2007 | 21 y | 0 |
| Mark Zeb Monahan | Columbus, Oh | Apr 16, 2007 | 23 y | 0 |
| Julie Marie Miramontes | Columbus, Oh | May 9, 2007 | 19 y | 0 |
| Michael Lawrence Ferguson | Columbus, Oh | May 9, 2007 | 22 y | 0 |
| Christopher Paul Whitlock | Columbus, Oh | Jun 4, 2007 | 19 y | 0 |
| James Duane Keeler | Columbus, Oh | Jun 7, 2007 | 30 y | 0 |
| Jessica Clark Neal | Columbus, Oh | Jul 17, 2007 | 23 y | 0 |
| Robert Anthony Bilo | Columbus, Oh | Oct 29, 2007 | 31 y | 0 |
| Ronald Jeffrey Leclair | Columbus, Oh | Oct 31, 2007 | 37 y | 0 |
| Aaron Randall Schwartz | Columbus, Oh | Oct 31, 2007 | 21 y | 0 |
| Deborah Kay TurnerChartered Financial Consultant | Columbus, Oh | Oct 31, 2007 | 23 y | 1 |
| Jerome Thomas Mosley | Columbus, Oh | Oct 31, 2007 | 34 y | 0 |
| Angela Lynn Buchanan | Columbus, Oh | Oct 31, 2007 | 35 y | 0 |
| Deborah Ann Gold | Columbus, Oh | Oct 31, 2007 | 31 y | 0 |
| Michelle Lynn Murphy | Columbus, Oh | Oct 31, 2007 | 32 y | 0 |
| Douglas Rhyu | Columbus, Oh | Oct 31, 2007 | 26 y | 1 |
| Louis Moreno | Boca Raton, Fl | Oct 31, 2007 | 46 y | 0 |
| Kevin James Calegari | Columbus, Oh | Oct 31, 2007 | 30 y | 2 |
| Mark William Schilling | Columbus, Oh | Nov 1, 2007 | 27 y | 0 |
| Matthew Richard Gayman | Columbus, Oh | Nov 8, 2007 | 24 y | 0 |
| Alfonso Pinzon | Columbus, Oh | Jan 2, 2008 | 30 y | 0 |
| Michelle Renae Escobedo | Columbus, Oh | Jan 7, 2008 | 27 y | 0 |
Advisor movement
20 left, 32 joined in 12 months
net +12 in 12 months3 left in 90 days8 joined in 90 daysdeparture rate 5.0% of current headcount57 left over 36 months
Left, latest
- Justin Paul Clapp to Edward JonesAug 7, 2026 · Affiliated broker-dealer or bank to another
- Dustin Glynn Kostalek to Voya Financial Advisors, Inc.Jul 23, 2026 · Affiliated broker-dealer or bank to another
- Gabriel Sedeno to J. W. Cole Advisors, Inc.Jun 29, 2026 · Affiliated broker-dealer or bank to another
- Aaron Lee Pinion to Nationwide Securities, LLCMay 12, 2026 · Other
- Joseph Dinaso to RBC Capital Markets, LLCMay 12, 2026 · Affiliated broker-dealer or bank to another
- Virginia Geddes to Empower Advisory Group, LLCMay 1, 2026 · Affiliated broker-dealer or bank to another
- Dennison George Davis to Trustage Investment ManagementApr 16, 2026 · Other
- Patrick Bryan Burkhart to Edelman Financial EnginesApr 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Isaac Brown to Nationwide Securities, LLCMar 27, 2026 · Other
- John Martin Chavez to Multnomah Group, Inc.Mar 24, 2026 · Other
- Shirley Sheppard Mckinney to J. W. Cole Advisors, Inc.Mar 11, 2026 · Affiliated broker-dealer or bank to another
- Jasmine Alicea to Edward JonesFeb 26, 2026 · Affiliated broker-dealer or bank to another
- John Franklin Pyles to T. Rowe Price Advisory Services, Inc.Feb 24, 2026 · Affiliated broker-dealer or bank to another
- Malik Robinson to Voya Financial Advisors, Inc.Dec 22, 2025 · Affiliated broker-dealer or bank to another
- Tyler Drew Wall to World Investment Advisors, LLCNov 7, 2025 · Other
Joined, latest
- Jeanna Clark from Lfg Wealth Partners, LLCAug 25, 2026 · RIA to affiliated broker-dealer or bank
- Kimberly Lynn Popoff from Voya Financial Advisors, Inc.Aug 19, 2026 · Affiliated broker-dealer or bank to another
- Sebastian A Cooper from Ernst & Young Investment Advisers LlpAug 14, 2026 · Other
- Tonya Hammet Sax from Osaic Wealth, Inc.Aug 11, 2026 · Affiliated broker-dealer or bank to another
- Jorge Aldana from Principal Advised ServicesJul 17, 2026 · Affiliated broker-dealer or bank to another
- Eric Francisco Alarcon-Fierro from Transamerica Retirement Advisors, LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Ana E Morris from Allstate Financial Advisors, LLCJun 24, 2026 · Affiliated broker-dealer or bank to another
- Ella J Smith from Bolton InvestmentJun 22, 2026 · Other
- Kimberly Ann Hynes from Empower Advisory Group, LLCJun 12, 2026 · Affiliated broker-dealer or bank to another
- George Anthony Giolekas from Cetera Investment Advisers LLCJun 9, 2026 · Affiliated broker-dealer or bank to another
- Graham Scott Hickey from Ameriprise Financial Services, LLCMay 21, 2026 · Affiliated broker-dealer or bank to another
- Jacob Barrera from Voya Financial Advisors, Inc.Apr 7, 2026 · Affiliated broker-dealer or bank to another
- Donald D Eschbach from Kisc, LLCApr 6, 2026 · Other
- Grace Geneva O'Mara from Nationwide Securities, LLCApr 1, 2026 · Other
- Righetti Joseph from Nationwide Securities, LLCMar 31, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Transamerica Retirement Advisors, LLCJun 15, 2022 · Columbus, Oh
- 2 left for Personal Capital Advisors CorporationOct 29, 2021 · Columbus, Oh
- 2 left for Empower Advisory Group, LLCJan 13, 2020 · Columbus, Oh
- 2 left for Empower Advisory Group, LLCDec 10, 2019 · Columbus, Oh
- 2 left for Empower Advisory Group, LLCJun 10, 2016 · Columbus, Oh
- 3 joined from Nationwide Securities, LLCMar 30, 2026 · Columbus, Oh
- 2 joined from Strategic Advisers LLCOct 9, 2025 · Boston, Ma
- 2 joined from Nationwide Securities, LLCMar 5, 2021 · Grandview Heights, Oh
- 2 joined from Nationwide Securities, LLCDec 31, 2019 · Columbus, Oh
- 2 joined from Nationwide Securities, LLCFeb 5, 2018 · Columbus, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jay James Rabenstine · Chief Compliance Officercontrolsince 04/2015 · owns less than 5%
- Charles Harold Schafer · President And Board Managercontrolsince 01/2015 · owns less than 5%
- Scott Christopher Stanton · Chief Compliance Officercontrolsince 12/2025 · owns less than 5%
- Ray Eric Stevenson · Board Managercontrolsince 10/2019 · owns less than 5%
- Sutherland Kelly Berry · Vice President And Treasurersince 03/2023 · owns less than 5%
- Hutchinson Carah Brody · Board Managersince 11/2022 · owns less than 5%
- O Christopher Igodan · Vice President And Treasurersince 05/2025 · owns less than 5%
Entity owners
- Nationwide Life Insurance Company · Memberdirect · owns 75% or more
- Nationwide Corp · Shareholderindirect · owns 75% or more of Nfs
- Nationwide Financial Services, Inc. (Nfs) · Shareholderindirect · owns 75% or more of Nationwide Life Insurance Company
- Nationwide Mutual Insurance Company · Shareholderindirect · owns 75% or more of Nationwide Corporation
Related persons
Schedule D 7.A
- Jefferson National Life Insurance Companyreal estaten
- Jefferson National Life Insurance Company Of New Yorkreal estaten
- Nationwide Asset Management, LLCinvestment adviserpooled vehicle sponsornRAUM $15B
- Nationwide Fund Advisorsinvestment adviserbanknRAUM $83B
- Nationwide Fund Distributors LLCbroker-dealern
- Nationwide Investment Services Corporationbroker-dealern
- Nationwide Life And Annuity Insurance Companyreal estaten
- Nationwide Life Insurance Companyreal estatecustodiany
- Nationwide Securities, LLCbroker-dealerinvestment advisern
- Nationwide Trust Company, Fsbcustodiann
Advisers that list Nationwide Investment Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Oh · principal | 401 | 59 | 19 | ||
| San Diego, Ca | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Phoenix, AZ9 employees
- Hunt Valley, MD6 employees
- Sacramento, CA5 employees
- Frankfort, KY4 employees
- Chicago, IL3 employees
- Baltimore, MD2 employees
- San Diego, CA2 employees
- Boise, ID1 employees
- Indianapolis, IN1 employees
- Seattle, WA1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 13, 2026STANTON, CHRISTOPHER, SCOTT (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-03-30 and 2026-05-13peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing May 13, 2026RABENSTINE, JAMES, JAY (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-03-30 and 2026-05-13peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing May 13, 2026SCHAFER, HAROLD, CHARLES (PRESIDENT AND BOARD MANAGER) left Schedule A between the filings of 2023-03-30 and 2026-05-13peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing May 13, 2026STEVENSON, ERIC, RAY (BOARD MANAGER) left Schedule A between the filings of 2023-03-30 and 2026-05-13peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 270,365 to 251,223Dec 22, 2025 to Mar 30, 2026
- Advisory employees · 335 to 316Dec 22, 2025 to Mar 30, 2026
- BD registered reps · 417 to 401Dec 22, 2025 to Mar 30, 2026
- Individual clients · 270,337 to 251,200Dec 22, 2025 to Mar 30, 2026
- Pension plan clients · 28 to 23Dec 22, 2025 to Mar 30, 2026
- Employees · 417 to 401Dec 22, 2025 to Mar 30, 2026
- State-registered IARs · 335 to 316Dec 22, 2025 to Mar 30, 2026
- Other offices · 9 to 8Dec 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $16B to $17BDec 22, 2025 to Mar 30, 2026
- Individual RAUM · $16B to $17BDec 22, 2025 to Mar 30, 2026
- Pension RAUM · $34.0M to $29.0MDec 22, 2025 to Mar 30, 2026
- RAUM · $16B to $17BDec 22, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 11, 2025 to Jul 8, 2025
- Other offices · 10 to 9Mar 11, 2025 to Jul 8, 2025
- Accounts · 273,511 to 270,365Dec 20, 2024 to Mar 11, 2025
- Advisory employees · 348 to 335Dec 20, 2024 to Mar 11, 2025
- BD registered reps · 429 to 417Dec 20, 2024 to Mar 11, 2025
- Individual clients · 273,481 to 270,337Dec 20, 2024 to Mar 11, 2025
- Pension plan clients · 30 to 28Dec 20, 2024 to Mar 11, 2025
- Employees · 429 to 417Dec 20, 2024 to Mar 11, 2025
- State-registered IARs · 348 to 335Dec 20, 2024 to Mar 11, 2025
- Discretionary RAUM · $14B to $16BDec 20, 2024 to Mar 11, 2025
- Individual RAUM · $14B to $16BDec 20, 2024 to Mar 11, 2025
- Pension RAUM · $33.0M to $34.0MDec 20, 2024 to Mar 11, 2025
- RAUM · $14B to $16BDec 20, 2024 to Mar 11, 2025
- Related bank · true to falseDec 20, 2024 to Mar 11, 2025
- Other offices · 9 to 10Mar 26, 2024 to Apr 25, 2024
- Accounts · 268,786 to 273,511Sep 20, 2023 to Mar 26, 2024
- Advisory employees · 310 to 348Sep 20, 2023 to Mar 26, 2024
- BD registered reps · 401 to 429Sep 20, 2023 to Mar 26, 2024
- Individual clients · 268,758 to 273,481Sep 20, 2023 to Mar 26, 2024
- Pension plan clients · 28 to 30Sep 20, 2023 to Mar 26, 2024
- Employees · 401 to 429Sep 20, 2023 to Mar 26, 2024
- State-registered IARs · 310 to 348Sep 20, 2023 to Mar 26, 2024
- Discretionary RAUM · $12B to $14BSep 20, 2023 to Mar 26, 2024
- Individual RAUM · $12B to $14BSep 20, 2023 to Mar 26, 2024
- Pension RAUM · $37.0M to $33.0MSep 20, 2023 to Mar 26, 2024
- RAUM · $12B to $14BSep 20, 2023 to Mar 26, 2024
- Accounts · 238,437 to 268,786Aug 23, 2022 to Mar 30, 2023
- Advisory employees · 328 to 310Aug 23, 2022 to Mar 30, 2023
Signals
60 dated events
- Justin Paul Clapp left Nationwide Investment Advisors, Llc for Edward Jones (registered 2026-08-10)Aug 7, 2026 · Advisor changed firm · fact
- Dustin Glynn Kostalek left Nationwide Investment Advisors, Llc for Voya Financial Advisors, Inc. (registered 2026-07-20)Jul 23, 2026 · Advisor changed firm · fact
- Gabriel Sedeno left Nationwide Investment Advisors, Llc for J. W. Cole Advisors, Inc. (registered 2026-09-08)Jun 29, 2026 · Advisor changed firm · fact
- Joseph Dinaso left Nationwide Investment Advisors, Llc for Rbc Capital Markets, Llc (registered 2026-05-12)May 12, 2026 · Advisor changed firm · fact
- Aaron Lee Pinion left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2026-05-13)May 12, 2026 · Advisor changed firm · fact
- Virginia Geddes left Nationwide Investment Advisors, Llc for Empower Advisory Group, Llc (registered 2026-05-22)May 1, 2026 · Advisor changed firm · fact
- Dennison George Davis left Nationwide Investment Advisors, Llc for Trustage Investment Management (registered 2026-05-07)Apr 16, 2026 · Advisor changed firm · fact
- Patrick Bryan Burkhart left Nationwide Investment Advisors, Llc for Edelman Financial Engines (registered 2026-05-01)Apr 1, 2026 · Advisor changed firm · fact
- 2 advisors left Nationwide Securities, LLC (Columbus, OH) for Nationwide Investment Advisors, LLC a day apartMar 30, 2026 · Team lift-out · derived
- William Isaac Brown left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2026-03-30)Mar 27, 2026 · Advisor changed firm · fact
- John Martin Chavez left Nationwide Investment Advisors, Llc for Multnomah Group, Inc. (registered 2026-03-20)Mar 24, 2026 · Advisor changed firm · fact
- Shirley Sheppard Mckinney left Nationwide Investment Advisors, Llc for J. W. Cole Advisors, Inc. (registered 2026-04-20)Mar 11, 2026 · Advisor changed firm · fact
- Jasmine Alicea left Nationwide Investment Advisors, Llc for Edward Jones (registered 2026-02-17)Feb 26, 2026 · Advisor changed firm · fact
- John Franklin Pyles left Nationwide Investment Advisors, Llc for T. Rowe Price Advisory Services, Inc. (registered 2026-03-12)Feb 24, 2026 · Advisor changed firm · fact
- Malik Robinson left Nationwide Investment Advisors, Llc for Voya Financial Advisors, Inc. (registered 2026-01-07)Dec 22, 2025 · Advisor changed firm · fact
- Tyler Drew Wall left Nationwide Investment Advisors, Llc for World Investment Advisors, Llc (registered 2025-11-06)Nov 7, 2025 · Advisor changed firm · fact
- Kevin Lemuel Pittman left Nationwide Investment Advisors, Llc for Voya Financial Advisors, Inc. (registered 2026-02-06)Nov 7, 2025 · Advisor changed firm · fact
- Christopher A Tingley left Nationwide Investment Advisors, Llc for Ascensus Investment Advisors, Llc (registered 2026-02-12)Oct 27, 2025 · Advisor changed firm · fact
- Christopher Robert Sneed left Nationwide Investment Advisors, Llc for Global Retirement Partners Llc (registered 2025-12-17)Oct 27, 2025 · Advisor changed firm · fact
- Hannah Malgapo Zuilan left Nationwide Investment Advisors, Llc for Empower Advisory Group, Llc (registered 2025-11-04)Oct 27, 2025 · Advisor changed firm · fact
- 2 advisors left Strategic Advisers LLC (Boston, MA) for Nationwide Investment Advisors, LLC within 6 daysOct 9, 2025 · Team lift-out · derived
- Allen Joseph Droste left Nationwide Investment Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-09-12)Sep 24, 2025 · Advisor changed firm · fact
- Bailey Domer left Nationwide Investment Advisors, Llc for T. Rowe Price Advisory Services, Inc. (registered 2025-10-17)Sep 9, 2025 · Advisor changed firm · fact
- Lewis Jackson Grace left Nationwide Investment Advisors, Llc for Principal Securities, Inc. (registered 2025-08-28)Aug 15, 2025 · Advisor changed firm · fact
- Jay Thomas Kirland left Nationwide Investment Advisors, Llc for Voya Retirement Advisors, Llc (registered 2025-08-18)Aug 4, 2025 · Advisor changed firm · fact
- Michael Lloyd Hawes left Nationwide Investment Advisors, Llc for Retirement Plan Advisors, Llc (registered 2025-07-14)Jul 18, 2025 · Advisor changed firm · fact
- Rochelle M. Davis left Nationwide Investment Advisors, Llc for Strategic Advisers Llc (registered 2025-12-19)Jun 27, 2025 · Advisor changed firm · fact
- James Kevin Varnum left Nationwide Investment Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-07-14)May 22, 2025 · Advisor changed firm · fact
- Geoffrey Flanders left Nationwide Investment Advisors, Llc for Charles Schwab & Co., Inc. (registered 2025-05-23)May 22, 2025 · Advisor changed firm · fact
- Emily C Knox left Nationwide Investment Advisors, Llc for Retirement Plan Advisors, Llc (registered 2025-05-13)May 2, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 614-435-8371reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026