DFX Intelligence
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Firm absorbed
5 advisors left S••••• F•••••••• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alvin R Anton | Hunt Valley, Md | Sep 29, 2025 | Jul 24, 2023 |
| Christopher M Pellegrino | Hunt Valley, Md | Sep 29, 2025 | Sep 26, 2025 |
| Haider Hasan Thamir | Hunt Valley, Md | Sep 29, 2025 | Sep 26, 2025 |
| John Stanton Rogers | Hunt Valley, Md | Sep 29, 2025 | Sep 26, 2025 |
| Larisa Marie Roth | Hunt Valley, Md | Sep 29, 2025 | Sep 26, 2025 |
| Michael John Alessi | Hunt Valley, Md | Sep 29, 2025 | Sep 26, 2025 |
The rule
- Registrations ended
- Sep 29, 2025
- Registered next
- Jul 24, 2023 to Sep 26, 2025
- Branch state
- MD
- Cities
- 1, most in Hunt Valley, Md
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 83%
- Succession by the destination
- none on the tape