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Registered advisor
M•••••• T••••• D••••••••
Feed of 09/14/2026
Also filed as M•••••• T••••• D••••••••
At current firm
4 y
since Jan 26, 2022
In the industry
35 y
since Dec 10, 1990 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 26, 2022 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 24, 2014 to Sep 7, 2023 · Jersey City, Nj
- T• A••••••••• I••• formerDec 24, 2014 to Oct 14, 2022 · Jersey City, Nj
- C••• F•••••••• S•••••••• L••• formerJan 7, 2013 to Dec 8, 2014 · Bridgewater, Nj
- P•••••••• A••••••• national BDJun 18, 2012 to Dec 31, 2012 · Cranford, Nj
- C•••• I••••••••• S••••••• C•••• formerJul 28, 2008 to Jul 28, 2010 · Hillside, Nj
- L•• F•••••••• L•• BD affiliatedMay 27, 2008 to Jul 31, 2008 · Fort Mill, Sc
- I••• S••••••••• I••• unclassifiedMay 14, 2008 to May 27, 2008 · Fairfield, Nj
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedOct 2, 2007 to May 5, 2008 · Melville, Ny
- Q•••• • R•••••• I••• unclassifiedNov 21, 2002 to Feb 26, 2003 · Ridgefield Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Dec 24, 2014 (-2851 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to T• A••••••••• I•••left Dec 8, 2014, registered Dec 24, 2014 (16 days) · Other
- P•••••••• A••••••• to C••• F•••••••• S•••••••• L•••left Dec 31, 2012, registered Jan 7, 2013 (7 days) · Other
- C•••• I••••••••• S••••••• C•••• to P•••••••• A•••••••left Jul 28, 2010, registered Jun 18, 2012 (691 days) · Other
- L•• F•••••••• L•• to C•••• I••••••••• S••••••• C••••left Jul 31, 2008, registered Jul 28, 2008 (-3 days) · Other
- I••• S••••••••• I••• to L•• F•••••••• L••left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move
- C•••••• O•• F•••••••• A••••••• L•• to I••• S••••••••• I•••left May 5, 2008, registered May 14, 2008 (9 days) · Other
- Q•••• • R•••••• I••• to C•••••• O•• F•••••••• A••••••• L••left Feb 26, 2003, registered Oct 2, 2007 (1679 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address