DFX Intelligence
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Registered advisor
H••••• T••• J••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as T••• J••••••••
At current firm
1 y
since Sep 22, 2025
In the industry
35 y
since Dec 17, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 22, 2025 · Traverse City, Mi
- W•••• F•••• A••••••• wirehouseMay 26, 2010 to Sep 24, 2025 · Traverse City, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Sep 24, 2025, registered Sep 22, 2025 (-2 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedSep 24, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address