DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Fredric Kellogg
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ric Kellogg
At current firm
7 y
since Jul 8, 2019
In the industry
30 y
since Dec 19, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hilltop Securities Inc. BD affiliated currentsince Jul 8, 2019 · Dallas, Tx
- Iht Wealth Management LLC BD affiliatedApr 5, 2018 to Jul 9, 2019 · Southlake, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 6, 2005 to Apr 3, 2018 · Henderson, Nv
- Equitable Advisors, LLC national BDAug 9, 2000 to May 11, 2005 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Iht Wealth Management LLC to Hilltop Securities Inc.left Jul 9, 2019, registered Jul 8, 2019 (-1 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Iht Wealth Management LLCleft Apr 3, 2018, registered Apr 5, 2018 (2 days) · Wirehouse to independent RIA
- Equitable Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 11, 2005, registered May 6, 2005 (-5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address