DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derek Rudolf D'Alonzo
Feed of 09/14/2026
Also filed as Derek Rudolf Dalonzo
At current firm
4 y
since Jun 30, 2022
In the industry
34 y
since Nov 21, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Alden Investment Group independent RIA currentsince Jun 30, 2022 · Hockton, Ga
- Alden Capital independent RIADec 2, 2020 to Nov 22, 2022 · Hoschton, Ga
- Ameriprise Financial Services, LLC national BDAug 24, 2017 to Oct 29, 2020 · Suwanee, Ga
- Truist Advisory Services, Inc. BD affiliatedSep 9, 2016 to Jun 19, 2017 · Suwanee, Ga
- Suntrust Investment Services, Inc. formerSep 24, 2014 to Dec 31, 2016 · Suwanee, Ga
Moves
a registration end followed by a registration begin elsewhere
- Alden Capital to Alden Investment Groupleft Nov 22, 2022, registered Jun 30, 2022 (-145 days) · RIA to RIA
- Ameriprise Financial Services, LLC to Alden Capitalleft Oct 29, 2020, registered Dec 2, 2020 (34 days) · Affiliated broker-dealer or bank to independent RIA
- Truist Advisory Services, Inc. to Ameriprise Financial Services, LLCleft Jun 19, 2017, registered Aug 24, 2017 (66 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
Signals
- Derek Rudolf D'Alonzo left Alden Capital for Alden Investment Group (registered 2022-06-30)Nov 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address