DFX Intelligence
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Registered advisor
T••••• J• K••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T••••• J••• K••••
At current firm
2 y
since Apr 23, 2024
In the industry
35 y
since Dec 3, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••••• A••••••• S••••••• BD affiliated currentsince Apr 23, 2024 · Woodbury, Ny
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 3, 2014 to Mar 26, 2015 · Latham, Ny
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to V••••••••• A••••••• S•••••••left Mar 26, 2015, registered Apr 23, 2024 (3316 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address