DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Evans Lee Taylor
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/16/2026
Also filed as Evans L Taylor
At current firm
0 y
since Sep 4, 2026
In the industry
35 y
since Jan 5, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Sep 4, 2026 · Honolulu, Hi
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Honolulu, Hi
- Cetera Investment Advisers LLC BD affiliatedJun 29, 2023 to Sep 14, 2026 · Honolulu, Hi
- Cetera Advisor Networks LLC formerFeb 6, 2017 to Jun 29, 2023 · Honolulu, Hi
- Allstate Financial Advisors, LLC BD affiliatedJan 21, 2011 to Feb 8, 2017 · Honolulu, Hi
- Allstate Financial Advisors, LLC BD affiliatedJan 21, 2011 to Feb 8, 2017 · Honolulu, Hi
- New England Securities Corporation formerJul 26, 2000 to Jan 29, 2010 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Ameriprise Financial Services, LLCleft Sep 14, 2026, registered Sep 4, 2026 (-10 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- Allstate Financial Advisors, LLC to Cetera Advisor Networks LLCleft Feb 8, 2017, registered Feb 6, 2017 (-2 days) · Other
- New England Securities Corporation to Allstate Financial Advisors, LLCleft Jan 29, 2010, registered Jan 21, 2011 (357 days) · Other
Signals
- Evans Lee Taylor added a HI registration at Ameriprise Financial Services, LlcSep 15, 2026 · New state registration · fact
- Evans Lee Taylor left Cetera Investment Advisers LLC for Ameriprise Financial Services, LLC (registered 2026-09-04)Sep 14, 2026 · Advisor changed firm · fact
- Evans Lee Taylor added a TX registration at Ameriprise Financial Services, LlcSep 4, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address