RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• W•••••• K••••
- S••••• I••••••••• A•••••••• L•• independent RIA currentsince Feb 6, 2020 · Southlake, Tx
- S••••••••• W••••• L•• independent RIADec 4, 2017 to Mar 10, 2020 · Southlake, Tx
- C•••••• M•••••• I•• L•• independent RIAJan 26, 2015 to Dec 4, 2017 · Southlake, Tx
- S••••• W••••• M••••••••• unclassifiedApr 6, 2006 to Dec 31, 2014 · Southlake, Tx
- S••••••••• W••••• L•• to S••••• I••••••••• A•••••••• L••left Mar 10, 2020, registered Feb 6, 2020 (-33 days) · RIA to RIA
- C•••••• M•••••• I•• L•• to S••••••••• W••••• L••left Dec 4, 2017, registered Dec 4, 2017 (0 days) · Other · moved with a team
- S••••• W••••• M••••••••• to C•••••• M•••••• I•• L••left Dec 31, 2014, registered Jan 26, 2015 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address