DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Soltis Investment Advisors, LLC
Latest filing Jul 9, 2026
First filing on the tape Dec 22, 2011 · 35 filings
SEC status approved since Sep 20, 2010
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
57%
$6.9B individuals and HNW
Advisors
81
registered through the firm on IAPD
RAUM per advisor
$149M
derived; firm RAUM over IAPD count
Employees
121
63 advisory (5.B.1)
Offices
19
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$12B as of Jul 9, 2026
Mar 30, 2012$961M then
HNW client RAUM$6.5B as of Jul 9, 2026
Mar 30, 2018$610M then
State-registered IARs (5.B.3)60 as of Jul 9, 2026
Mar 28, 20139 then
Employees (5.A)121 as of Jul 9, 2026
Mar 28, 201317 then
Private funds1 as of Mar 19, 2020
Mar 25, 20161 then
RAUM +44% over the last fiscal year+29% a year over threeIARs 51 to 60offices 9 to 19
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $149MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 42%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived20 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 2,500reportedItem 5.H
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$6.5B54%
- Pension and profit-sharing plans$4.7B39%
- Individuals$397M3.3%
- Charitable organizations$287M2.4%
- Corporations and businesses$162M1.3%
- Individual clients
- 1,906reported
- HNW clients
- 3,207reported
- Pension plan clients
- 243reported
- Charitable clients
- 20reported
- Accounts
- 5,414reported
- Financial planning clients
- 2,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.57 fund_share=0.0 institutional_share=0.42 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
77 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Tyler Jon Finlinson | St. George, Ut | Sep 29, 2010 | 24 y | 3 |
| Tyler Kay Wilkinson | St. George, Ut | Sep 29, 2010 | 32 y | 1 |
| Kim Dean Anderson | St. George, Ut | Sep 29, 2010 | 28 y | 1 |
| Clark Valantine Taylor | St. George, Ut | Sep 29, 2010 | 25 y | 1 |
| James Grant ShumwayCertified Financial Planner | St. George, Ut | Oct 29, 2010 | 28 y | 1 |
| Lon Edgar Henderson | St. George, Ut | Oct 5, 2011 | 43 y | 1 |
| Hal Gary Anderson | St. George, Ut | Feb 2, 2012 | 32 y | 2 |
| Shawn S Woods | St. George, Ut | Jun 6, 2013 | 13 y | 0 |
| Brent David Moore | St. George, Ut | Oct 10, 2013 | 13 y | 0 |
| Thomas James AdamsCertified Financial Planner | St. George, Ut | Nov 8, 2013 | 13 y | 0 |
| William W WallaceChartered Financial Analyst | St. George, Ut | Apr 9, 2014 | 12 y | 0 |
| Wayne Floran Demeester | St. George, Ut | Feb 16, 2016 | 46 y | 2 |
| Benjamin West Justice | St. George, Ut | Jul 26, 2016 | 13 y | 1 |
| Christie Nichole Behunin | St. George, Ut | Sep 15, 2017 | 18 y | 0 |
| Robert Bruce Merrell | St. George, Ut | Apr 13, 2018 | 14 y | 1 |
| Jedd Morgan Wilson | Salt Lake City, Ut | May 22, 2018 | 27 y | 4 |
| Tyson Ron Gillies | St. George, Ut | Feb 21, 2019 | 10 y | 0 |
| Timothy Matthew BrannChartered Financial Analyst | Salt Lake City, Ut | Apr 26, 2019 | 27 y | 4 |
| Ammon Lee Christensen | Salt Lake City, Ut | Oct 22, 2019 | 11 y | 0 |
| Ryan Bradford Ennis | Salt Lake City, Ut | Jan 3, 2020 | 14 y | 1 |
| Mardie Lynn Dotseth | St. George, Ut | Jan 13, 2020 | 10 y | 0 |
| Glenn William KoehlCertified Financial Planner | Southlake, Tx | Feb 6, 2020 | 35 y | 3 |
| Jason Scott RasmussenCertified Financial Planner | Southlake, Tx | Feb 6, 2020 | 33 y | 3 |
| Karen Lynn KittrellCertified Financial Planner | Novi, Mi | Nov 20, 2020 | 35 y | 0 |
| Cody R Wiseman | Chandler, Az | Feb 4, 2021 | 13 y | 2 |
| Spencer Mark Humphrey | Gilbert, Az | Mar 4, 2021 | 20 y | 2 |
| Paul Jude | Novi, Mi | May 21, 2021 | 10 y | 2 |
| Jacob Gary Anderson | St. George, Ut | Aug 11, 2021 | 10 y | 0 |
| Scott Stanton Barrett | St. George, Ut | Jan 6, 2022 | 10 y | 0 |
| Hunter Gregory Johnson | St. George, Ut | Jan 25, 2022 | 11 y | 0 |
| Nathaniel Robert Barton | Salt Lake City, Ut | Feb 1, 2022 | 10 y | 1 |
| Bernard James Braudis | St. George, Ut | Feb 3, 2022 | 25 y | 7 |
| Jacob Gregory Wagner | St. George, Ut | May 20, 2022 | 10 y | 1 |
| Melissa Spragg | St. George, Ut | Aug 24, 2022 | 12 y | 1 |
| Krista Dawn Young | St. George, Ut | Apr 4, 2023 | 10 y | 1 |
| Austin Wilcox | St. George, Ut | Apr 10, 2023 | 10 y | 0 |
| Coltin Edward Davis | St. George, Ut | Apr 18, 2023 | 12 y | 1 |
| Joshua James Hamblin | St. George, Ut | May 31, 2023 | 10 y | 0 |
| Derek Ezra TanuvasaCertified Financial Planner | Salt Lake City, Ut | Aug 15, 2023 | 11 y | 3 |
| Logan Richter Holbrook | Salt Lake City, Ut | Sep 21, 2023 | 11 y | 0 |
Advisor movement
4 left, 12 joined in 12 months
net +8 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 4.9% of current headcount8 left over 36 months
Left, latest
- Jansen Kelly Davidson to Birchcreek Wealth Management, LLCAug 20, 2026 · RIA to RIA
- Curtis Woodard to Eagle Strategies LLCJan 20, 2026 · RIA to affiliated broker-dealer or bank
- Garrett Steven Allen to Your Ia, LLCJan 16, 2026 · RIA to a newly registered adviser
- Andrew James Wilcox to Snow Canyon Financial Planning LLCJan 2, 2026 · RIA to a state-registered adviser
- Austin Cole Loveland to Ep Wealth AdvisorsJul 2, 2025 · RIA to RIA
- Jordan Jensen to One Advisory Partners, LLCJun 23, 2025 · RIA to RIA
- Geoffrey Scott Johnson to Alpha Cubed Investments, LLCApr 25, 2025 · RIA to RIA
- Tyler Lee Hunt to Qts Retirement Services LLCJan 17, 2025 · RIA to a state-registered adviser
- David L Tippets to Ascensus Investment Advisors, LLCMay 19, 2023 · Other
- Michael Davis Espinosa to Truenorth WealthFeb 22, 2022 · RIA to RIA
- Lisa L Bowers to E*Trade Capital Management, LLCNov 20, 2020 · RIA to RIA
- Kelly Lisa Holtman to Wells Fargo AdvisorsJan 9, 2020 · RIA to wirehouse
- Lindsey Carolyn Lewis to Vanguard Advisers, Inc.Jun 13, 2019 · RIA to affiliated broker-dealer or bank
- Jeffrey Todd Brimhall to Blue Barn Wealth, LLCJun 3, 2016 · Other
Joined, latest
- Jansen Kelly Davidson from Artifex Financial Group, LLCJun 11, 2026 · RIA to RIA
- Michael David Turvey from Thinkorswim Advisors, Inc.Apr 23, 2026 · Other
- Karl David Tresner from MML Investors Services, LLCApr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Herman Tkach from Mercer Global Advisors Inc.Mar 31, 2026 · RIA to RIA
- Mark Joseph Theall from Strategic Advisers LLCMar 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jason Christopher Stuhmer from Skyoak Capital, Inc.Mar 13, 2026 · RIA to RIA
- Emma Harrison Egan from Fisher InvestmentsMar 11, 2026 · RIA to RIA
- Ryan Philip Murray from Strategic Advisers LLCMar 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christopher Walker Dulgarian from Grizzly Peak Asset ManagementJan 16, 2026 · Other
- Taylor David Acevedo from Townsquare Capital, LLCNov 19, 2025 · Other
- Ethan Conley Woods from Wells Fargo AdvisorsOct 2, 2025 · Wirehouse to independent RIA
- Curtis Woodard from Td Ameritrade Investment Management, LLCOct 1, 2025 · RIA to RIA
- Jay Lamarr Wells from Drive Wealth AdvisersAug 4, 2025 · RIA to RIA
- Selby Moleli Fauatea from Eagle Strategies LLCJul 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael E Wade from J.P. Morgan Securities LLCJul 1, 2025 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Definitive Advisors LLCApr 10, 2018 · Bellevue, Wa
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Wingate Private Equity Fund, L.P.no longer reported | Private Equity Fund | $640,530 | 39 | Mar 25, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Dean Kim Anderson · Ceocontrolsince 07/2017 · owns less than 5%
- James T Casey Barrus · Cfocontrolsince 10/2024 · owns less than 5%
- Jon Tyler Finlinson · Presidentcontrolsince 10/2025 · owns less than 5%
- Ian Kenneth Grossfield · General Counsel And Ccocontrolsince 10/2025 · owns less than 5%
- David Brent Moore · Executive Vice Presidentcontrolsince 10/2025 · owns less than 5%
- Valantine Clark Taylor · Ceocontrolsince 10/2025 · owns less than 5%
- W William Wallace · Cio Public Investmentscontrolsince 01/2021 · owns less than 5%
- Kay Tyler Wilkinson · Cfo And Ccocontrolsince 07/2013 · owns less than 5%
- Lynn Cheryl Mendez · Trusteecontrolsince 12/1992 · owns 75% or more of Mendez Family Trust U/T/A
- Casares Michael Mendez · Membercontrolsince 09/2021 · owns 25% to 50% of Estancia Gp III-E, LLC
- Casares Michael Mendez · Trusteecontrolsince 12/1992 · owns 75% or more of Mendez Family Trust U/T/A
- Casares Michael Mendez · Managing Directorcontrolsince 07/2009 · owns 50% to 75% of Estancia Managing Directors, LLC
- Bayard Takashi Moriuchi · Membercontrolsince 09/2021 · owns 25% to 50% of Estancia Gp III-E, LLC
- Gary Hal Anderson · Directorsince 10/2025 · owns less than 5%
- Patrick Clive Cholerton · Directorsince 08/2024 · owns less than 5%
- Louis Mitchell Hollin · Directorsince 08/2024 · owns less than 5%
- Alan Dana Kurttila · Directorsince 08/2024 · owns less than 5%
- Bayard Takashi Moriuchi · Directorsince 08/2024 · owns less than 5%
- Hunter Samuel Ryder · Directorsince 08/2024 · owns less than 5%
- Jerry Neal Simon · Directorsince 08/2024 · owns less than 5%
Entity owners
- Bristlecone Buyer, LLC · Ownerdirect · owns 75% or more
- Bristlecone Intermediate Holdings, LLC · Memberindirect · owns 75% or more of Bristlecone Buyer, LLC
- Bristlecone Parent Holdings, LLC · Memberindirect · owns 75% or more of Bristlecone Intermediate Holdings, LLC
- Estancia Bristlecone Aggregator, LLC · Memberindirect · owns 25% to 50% of Bristlecone Parent Holdings, LLC
- Estancia Capital Management, LLC · Managerindirect · owns F of Estancia Bristlecone Aggregator, LLC
- Estancia Capital Partners Fund III, L.P. · Memberindirect · owns 50% to 75% of Estancia Bristlecone Aggregator, LLC
- Estancia Gp III-E, LLC · Limited Partnerindirect · owns 75% or more of Estancia Gp III, LP
- Estancia Gp III, LP · General Partnerindirect · owns F of Estancia Capital Partners Fund III, L.P.
- Estancia Managing Directors, LLC · Managerindirect · owns F of Estancia Gp III-E, LLC
- Estancia Managing Directors, LLC · Memberindirect · owns 75% or more of Estancia Ugp III, LLC
- Estancia Ugp III, LLC · General Partnerindirect · owns F of Estancia Gp III, LP
- Mendez Family Trust U/T/A · Ownerindirect · owns 75% or more of Revolutionaries, LLC
- Revolutionaries, LLC · Memberindirect · owns 50% to 75% of Estancia Capital Management, LLC
Related persons
Schedule D 7.A
- Estancia Capital Management, LLCinvestment adviseryRAUM $908M
- Llr Management Holdco, L.P.investment adviseryRAUM $7.6B
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St George, Ut | 70 | 19 | 2 | ||
| Salt Lake City, Ut | 13 | 1 | 1 | ||
| Southlake, Tx | 9 | 6 | 1 | ||
| Lehi, Ut | 6 | 3 | 0 | ||
| Novi, Mi | 3 | 1 | 0 | ||
| Gilbert, Az | 3 | 0 | 0 | ||
| Bellevue, Wa | 2 | 0 | 0 | ||
| Dayton, Oh | 2 | 2 | 0 | ||
| Chandler, Az | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Salt Lake City, UT10 employees
- Southlake, TX3 employees
- Chandler, AZ2 employees
- Oakbrook Terrace, IL2 employees
- , 1 employees
- Novi, MI1 employees
- Palm Beach Gardens, FL1 employees
- Bellevue, WA1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 9, 2026GROSSFIELD, KENNETH, IAN (GENERAL COUNSEL AND CCO) appeared on Schedule A between the filings of 2024-09-04 and 2026-07-09peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 9, 2026BARRUS, CASEY, JAMES T (CFO) appeared on Schedule A between the filings of 2024-09-04 and 2026-07-09peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 9, 2026WALLACE, WILLIAM, W (CIO PUBLIC INVESTMENTS) left Schedule A between the filings of 2024-09-04 and 2026-07-09peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 9, 2026ANDERSON, KIM, DEAN (CEO) left Schedule A between the filings of 2024-09-04 and 2026-07-09peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 9, 2026MENDEZ, MICHAEL, CASARES (TRUSTEE) left Schedule A between the filings of 2024-09-04 and 2026-07-09peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 9, 2026WILKINSON, TYLER, KAY (CFO AND CCO) left Schedule A between the filings of 2024-09-04 and 2026-07-09peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jul 9, 2026MENDEZ, CHERYL, LYNN (TRUSTEE) left Schedule A between the filings of 2024-09-04 and 2026-07-09peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Other offices · 13 to 19Mar 30, 2026 to Jul 9, 2026
- Accounts · 4,499 to 5,414Dec 5, 2025 to Mar 30, 2026
- Advisory employees · 51 to 63Dec 5, 2025 to Mar 30, 2026
- Advisory activities · 7 to 6Dec 5, 2025 to Mar 30, 2026
- Charity clients · 18 to 20Dec 5, 2025 to Mar 30, 2026
- Corporate clients · 19 to 38Dec 5, 2025 to Mar 30, 2026
- HNW clients · 2,578 to 3,207Dec 5, 2025 to Mar 30, 2026
- Individual clients · 1,754 to 1,906Dec 5, 2025 to Mar 30, 2026
- Pension plan clients · 130 to 243Dec 5, 2025 to Mar 30, 2026
- Assets in custody · $534M to $906MDec 5, 2025 to Mar 30, 2026
- Employees · 95 to 121Dec 5, 2025 to Mar 30, 2026
- State-registered IARs · 51 to 60Dec 5, 2025 to Mar 30, 2026
- Other offices · 12 to 13Dec 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $8.4B to $12BDec 5, 2025 to Mar 30, 2026
- HNW RAUM · $5.0B to $6.5BDec 5, 2025 to Mar 30, 2026
- Individual RAUM · $381M to $397MDec 5, 2025 to Mar 30, 2026
- Pension RAUM · $2.7B to $4.7BDec 5, 2025 to Mar 30, 2026
- RAUM · $8.4B to $12BDec 5, 2025 to Mar 30, 2026
- Other offices · 9 to 12Mar 28, 2025 to Dec 5, 2025
- Accounts · 3,884 to 4,499Jan 30, 2025 to Mar 28, 2025
- Advisory employees · 45 to 51Jan 30, 2025 to Mar 28, 2025
- Charity clients · 19 to 18Jan 30, 2025 to Mar 28, 2025
- HNW clients · 2,139 to 2,578Jan 30, 2025 to Mar 28, 2025
- Individual clients · 1,592 to 1,754Jan 30, 2025 to Mar 28, 2025
- Pension plan clients · 115 to 130Jan 30, 2025 to Mar 28, 2025
- Assets in custody · $488M to $534MJan 30, 2025 to Mar 28, 2025
- Employees · 72 to 95Jan 30, 2025 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Jan 30, 2025 to Mar 28, 2025
- State-registered IARs · 45 to 51Jan 30, 2025 to Mar 28, 2025
- Discretionary RAUM · $6.8B to $8.4BJan 30, 2025 to Mar 28, 2025
- HNW RAUM · $3.9B to $5.0BJan 30, 2025 to Mar 28, 2025
- Individual RAUM · $321M to $381MJan 30, 2025 to Mar 28, 2025
- Pension RAUM · $2.3B to $2.7BJan 30, 2025 to Mar 28, 2025
- RAUM · $6.8B to $8.4BJan 30, 2025 to Mar 28, 2025
- Related insurance company · false to trueJan 30, 2025 to Mar 28, 2025
- Other offices · 8 to 9Sep 20, 2024 to Jan 30, 2025
- Other offices · 7 to 8Sep 4, 2024 to Sep 20, 2024
- Assets in custody · $454 to $488MApr 25, 2024 to Sep 4, 2024
- Related adviser · false to trueApr 25, 2024 to Sep 4, 2024
- Accounts · 3,387 to 3,884Mar 31, 2023 to Mar 28, 2024
Signals
20 dated events
- Jansen Kelly Davidson left Soltis Investment Advisors, Llc for Birchcreek Wealth Management, Llc (registered 2026-08-14)Aug 20, 2026 · Advisor changed firm · fact
- Soltis Investment Advisors, Llc reported 19 offices beyond its principal office, up from 13 (2026-03-30 to 2026-07-09)Jul 9, 2026 · Office count change · derived
- Soltis Investment Advisors, Llc reported RAUM $12.0B, up 44% from $8.4B (2025-12-05 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Curtis Woodard left Soltis Investment Advisors, Llc for Eagle Strategies Llc (registered 2026-06-15)Jan 20, 2026 · Advisor changed firm · fact
- Garrett Steven Allen left Soltis Investment Advisors, Llc for Your Ia, Llc (registered 2026-01-14)Jan 16, 2026 · Advisor changed firm · fact
- Andrew James Wilcox left Soltis Investment Advisors, Llc for Snow Canyon Financial Planning Llc (registered 2026-01-02)Jan 2, 2026 · Advisor changed firm · fact
- Austin Cole Loveland left Soltis Investment Advisors, Llc for Ep Wealth Advisors (registered 2025-07-29)Jul 2, 2025 · Advisor changed firm · fact
- Jordan Jensen left Soltis Investment Advisors, Llc for One Advisory Partners, Llc (registered 2025-06-18)Jun 23, 2025 · Advisor changed firm · fact
- Geoffrey Scott Johnson left Soltis Investment Advisors, Llc for Alpha Cubed Investments, Llc (registered 2025-04-25)Apr 25, 2025 · Advisor changed firm · fact
- Tyler Lee Hunt left Soltis Investment Advisors, Llc for Qts Retirement Services Llc (registered 2025-01-08)Jan 17, 2025 · Advisor changed firm · fact
- W William Wallace (Cio Public Investments) appeared on Schedule A of Soltis Investment Advisors, LlcSep 4, 2024 · Control person joined · fact
- Casares Michael Mendez (Member) appeared on Schedule A of Soltis Investment Advisors, LlcSep 4, 2024 · Control person joined · fact
- Bayard Takashi Moriuchi (Member) appeared on Schedule A of Soltis Investment Advisors, LlcSep 4, 2024 · Control person joined · fact
- Lynn Cheryl Mendez (Trustee) appeared on Schedule A of Soltis Investment Advisors, LlcSep 4, 2024 · Control person joined · fact
- David L Tippets left Soltis Investment Advisors, Llc for Ascensus Investment Advisors, Llc (registered 2023-12-19)May 19, 2023 · Advisor changed firm · fact
- Soltis Investment Advisors, Llc reported 36 state-registered advisory representatives, up from 24 (2022-11-04 to 2023-03-31)Mar 31, 2023 · Advisor headcount change · derived
- Soltis Investment Advisors, Llc reported RAUM $5.2B, up 56% from $3.3B (2021-03-31 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- Michael Davis Espinosa left Soltis Investment Advisors, Llc for Truenorth Wealth (registered 2022-03-11)Feb 22, 2022 · Advisor changed firm · fact
- Soltis Investment Advisors, Llc reported RAUM $3.3B, up 79% from $1.9B (2020-07-21 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Soltis Investment Advisors, Llc reported RAUM $1.9B, up 58% from $1.2B (2019-04-27 to 2020-03-19)Mar 19, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Soltis Investment Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/1379257/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- SOLTISADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 435-674-1600reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $149Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026