DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• L•• C••••••

C•••••••institutionalAlexandria, Vadual registrantIAPD 2103095

Certified Financial Planner

Feed of 09/14/2026

Also filed as R•••••• L•• C••••••

At current firm

1 y

since Dec 20, 2024

In the industry

35 y

since Oct 25, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Dec 20, 2024 · Alexandria, Va
C••••••• W••••• M••••••••• I••• former
May 17, 2012 to Mar 28, 2025 · Alexandria, Va
S•••••••• W••••• P•••••••• L•• state registered
May 4, 2011 to May 14, 2012 · Cotopaxi, Co
E•••••••• A•••••••• L•• national BD
Nov 15, 2007 to May 3, 2011 · Falls Church, Va

Moves

a registration end followed by a registration begin elsewhere

C••••••• W••••• M••••••••• I••• to C•••••••
left Mar 28, 2025, registered Dec 20, 2024 (-98 days) · Other · moved with a team
S•••••••• W••••• P•••••••• L•• to C••••••• W••••• M••••••••• I•••
left May 14, 2012, registered May 17, 2012 (3 days) · Other
E•••••••• A•••••••• L•• to S•••••••• W••••• P•••••••• L••
left May 3, 2011, registered May 4, 2011 (1 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

R•••••• L•• C•••••• left C••••••• W••••• M••••••••• I••• for Captrust (registered 2024-12-20)
Mar 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address