RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Nov 25, 2024 · Boston, Ma
- B••••• F•••••••• M••••••••• L•• formerMay 9, 2016 to Feb 18, 2025 · B•••••, Ma
- E•••••• I••••••••• M••••••••• L•• formerMar 19, 2003 to May 13, 2016 · B•••••, Ma
- M•••••••• • C•••••• I••• independent RIAJan 3, 1998 to Dec 31, 2002 · B•••••, Ma
- B••••• F•••••••• M••••••••• L•• to C•••••••left Feb 18, 2025, registered Nov 25, 2024 (-85 days) · Other
- E•••••• I••••••••• M••••••••• L•• to B••••• F•••••••• M••••••••• L••left May 13, 2016, registered May 9, 2016 (-4 days) · Other · moved with a team
- M•••••••• • C•••••• I••• to E•••••• I••••••••• M••••••••• L••left Dec 31, 2002, registered Mar 19, 2003 (78 days) · Other
- C••••••• H•••••• K••• left B••••• F•••••••• M••••••••• L•• for Captrust (registered 2024-11-25)Feb 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address