RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••••• M•••••••
- P•••••• M••••••••• G••••• L•• independent RIA currentsince Sep 10, 2025 · Clearwater, Fl
- W•••• I••••••••• A•••••••• L•• otherOct 18, 2022 to Dec 20, 2024 · St. Petersburg, Fl
- S•• A••••••• formerMar 31, 2021 to Dec 19, 2022 · St. Petersburg, Fl
- W•••• I••••••••• A•••••••• L•• to P•••••• M••••••••• G••••• L••left Dec 20, 2024, registered Sep 10, 2025 (264 days) · Other
- S•• A••••••• to W•••• I••••••••• A•••••••• L••left Dec 19, 2022, registered Oct 18, 2022 (-62 days) · Other · moved with a team
- J••••• R••••• M••••••• left W•••• I••••••••• A•••••••• L•• for P•••••• M••••••••• G••••• L•• (registered 2025-09-10)Dec 20, 2024 · Advisor changed firm · fact
- J••••• R••••• M••••••• left S•• A••••••• for W•••• I••••••••• A•••••••• L•• (registered 2022-10-18)Dec 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address