DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Provise Management Group, LLC
Latest filing Aug 17, 2026
First filing on the tape Mar 27, 2012 · 47 filings
SEC status approved since Jun 2, 1988
RAUM
$2.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$1.9B individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
22
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$2.0B as of Aug 17, 2026
Mar 27, 2012$706M then
HNW client RAUM$1.7B as of Aug 17, 2026
Mar 29, 2018$991M then
State-registered IARs (5.B.3)16 as of Aug 17, 2026
Mar 28, 20139 then
Employees (5.A)22 as of Aug 17, 2026
Mar 28, 201316 then
Private funds: no history
RAUM +13% over the last fiscal year+7.9% a year over threeIARs 16 to 16
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $582,293derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 9.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,500reportedItem 5.H
- Custody
- $151M, 94 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B86%
- Individuals$159M7.8%
- Corporations and businesses$71.1M3.5%
- Charitable organizations$38.8M1.9%
- Pension and profit-sharing plans$15.5M0.8%
- Individual clients
- 513reported
- HNW clients
- 626reported
- Pension plan clients
- 10reported
- Charitable clients
- 21reported
- Accounts
- 3,492reported
- Financial planning clients
- 1,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $151M for 94 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Vincent Raymond FerraraCertified Financial Planner | Clearwater, Fl | Aug 18, 1988 | 55 y | 3 |
| Eric Russell EbbertCertified Financial Planner | Clearwater, Fl | Oct 10, 2001 | 28 y | 1 |
| Jack Devon Niles | Key West, Fl | May 1, 2002 | 26 y | 0 |
| Jon Michael BrethauerCertified Financial Planner | Clearwater, Fl | Feb 5, 2008 | 20 y | 2 |
| Shane D O'HaraCertified Financial Planner | Clearwater, Fl | Feb 13, 2017 | 11 y | 1 |
| Susan Clementine WashburnCertified Financial Planner | Clearwater, Fl | Jul 21, 2017 | 19 y | 1 |
| Daniel Raymond MannixChartered Financial Analyst | Clearwater, Fl | Mar 18, 2020 | 15 y | 0 |
| Stephen James CsengeCertified Financial Planner | Tampa, Fl | Oct 24, 2020 | 38 y | 3 |
| Russell James CampbellCertified Financial Planner | Clearwater, Fl | Feb 3, 2021 | 34 y | 1 |
| Holly Ann HarmanCertified Financial Planner | Clearwater, Fl | Jun 16, 2021 | 26 y | 0 |
| Sandra Ann RisgaardCertified Financial Planner | Clearwater, Fl | Jun 29, 2021 | 22 y | 3 |
| Thomas J HarringtonCertified Financial Planner | Clearwater, Fl | Dec 9, 2021 | 25 y | 4 |
| Peter Vincent SerianoCertified Financial Planner | Clearwater, Fl | Jul 18, 2022 | 19 y | 5 |
| Jonathan RichmondCertified Financial Planner | Clearwater, Fl | Mar 7, 2024 | 11 y | 2 |
| Derek Robert KellyCertified Financial Planner | Clearwater, Fl | Sep 30, 2024 | 12 y | 0 |
| Joseph Robert McfaddenCertified Financial Planner, Chartered Financial Analyst | Clearwater, Fl | Sep 10, 2025 | 20 y | 2 |
| Justin Matthew Whitmer | Clearwater, Fl | Apr 24, 2026 | 10 y | 0 |
| Ryan Patrick MccrereyCertified Financial Planner | Clearwater, Fl | Jun 8, 2026 | 17 y | 5 |
| Oscar Grimsmo SkjaerpeCertified Financial Planner | Clearwater, Fl | Jul 1, 2026 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Paul Helmut Auslander to Kestra Advisory Services, LLCDec 31, 2024 · Other
- Steve Athanassie to Independent Financial PartnersDec 31, 2023 · RIA to affiliated broker-dealer or bank
- Barbara Blank Dugan to Invst, LLCOct 25, 2021 · RIA to RIA
- Beatrice A Waesche to Genoa Wealth, LLCAug 18, 2021 · RIA to a newly registered adviser
- Deborah Jean Darchi to Invst, LLCMay 19, 2021 · RIA to RIA
- Kimberly Lyn Adams-Dipiero to Nfp Advisor Services, LLCMar 1, 2021 · Other
- Cydney Jean Jones to Cgn Advisors, LLCNov 17, 2020 · RIA to RIA
- Ryan Thomas Tomer to Sequoia Financial Group, L.L.C.Jun 25, 2019 · RIA to RIA
- Tina Joan Tenret to Nfp Advisor Services, LLCAug 10, 2018 · Other
- Alex Spencer Bethune to Cps Investment AdvisorsMar 12, 2018 · Other
- Karen Esposito Cole to Bb&T Investment Services, Inc.Sep 25, 2007 · Other
- Carol Makris Jordan to Client 1st Advisory GroupFeb 19, 2004 · Other
Joined, latest
- Ryan Patrick Mccrerey from Commonwealth Financial NetworkJun 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joseph Robert Mcfadden from World Investment Advisors, LLCSep 10, 2025 · Other
- Jonathan Richmond from Tfb Advisors, LLCMar 7, 2024 · RIA to RIA
- Peter Vincent Seriano from Edward JonesJul 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- Thomas J Harrington from Kestra Advisory Services, LLCDec 9, 2021 · Affiliated broker-dealer or bank to independent RIA
- Sandra Ann Risgaard from Cliftonlarsonallen Wealth Advisors, LLCJun 29, 2021 · Affiliated broker-dealer or bank to independent RIA
- Russell James Campbell from Faithward Advisors, LLCFeb 3, 2021 · RIA to RIA
- Stephen James Csenge from Csenge Advisory Group, LLCOct 24, 2020 · RIA to RIA
- Beatrice A Waesche from Resource Management, LLCJul 27, 2020 · RIA to RIA
- Ryan Thomas Tomer from Usaa Financial Planning ServicesJul 25, 2017 · Other
- Susan Clementine Washburn from Washburn Capital Management Inc.Jul 21, 2017 · Other
- Shane D O'Hara from Kestra Advisory Services, LLCFeb 13, 2017 · Other
- Paul Helmut Auslander from Nfp Advisor Services, LLCMar 3, 2014 · Other
- Steve Athanassie from Trademark Capital Management IncMar 27, 2013 · Other
- Jon Michael Brethauer from Suntrust Investment Services, Inc.Feb 5, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Jon Brethauer · President/Managercontrolsince 07/2011 · owns less than 5%
- Russell Eric Ebbert · Ceo/Managercontrolsince 01/2005 · owns less than 5%
- Raymond Vincent Ferrara · Executive Chair/Managercontrolsince 02/2002 · owns less than 5%
- D Shane O'Hara · Executive Vice President/Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- Raymond Daniel Mannix · Senior Portfolio Managersince 01/2026 · owns less than 5%
- Bredt Robert Norwood · Secretarysince 04/2016 · owns less than 5%
- Clementine Susan Washburn · Senior Financial Plannersince 01/2022 · owns less than 5%
- Yin Yin · Controllersince 09/2007 · owns less than 5%
Entity owners
- Kestra Financial,Inc · Managing Memberdirect · owns 75% or more
- Kestra Advisor Services Holdings A, Inc. · Ownerindirect · owns 75% or more of Kestra Advisor Services Holdings B, Inc.
- Kestra Advisor Services Holdings B, Inc. · Ownerindirect · owns 75% or more of Kestra Advisor Services Holdings C, Inc.
- Kestra Advisor Services Holdings C, Inc. · Ownerindirect · owns 75% or more of Kestra Financial,Inc
- Kingfisher Holding A, Inc. · Ownerindirect · owns 75% or more of Kingfisher Holding B, Inc.
- Kingfisher Holding B, Inc. · Ownerindirect · owns 75% or more of Kestra Advisor Services Holdings A, Inc.
- Kingfisher Holding Gp, LLC · General Partnerindirect · owns F of Kingfisher Holding, L.P.
- Kingfisher Holding, L.P. · Ownerindirect · owns 75% or more of Kingfisher Holding A, Inc.
- Oak Hill Capital Partners Vi (Onshore), L.P. · Ownerindirect · owns 25% to 50% of Ohcp Vi Enzo Aggregator, L.P.
- Oak Hill Capital Partners Vi (Te 892), L.P. · Ownerindirect · owns 25% to 50% of Ohcp Vi Enzo Aggregator, L.P.
- Ohcp Vi Enzo Aggregator, L.P. · Ownerindirect · owns 25% to 50% of Kingfisher Holding, L.P.
- Warburg Pincus Financial Sector, L.P. · Limited Partnerindirect · owns 25% to 50% of Kingfisher Holding, L.P.
Related persons
Schedule D 7.A
- American Financial Solutions, Inc.real estaten
- Arden Trust Companyn
- Beacon Financial Groupinvestment advisernRAUM $1.3B
- Bedell Frazier Investment Counselling, LLC.investment advisernRAUM $872M
- Bernard R. Wolfe & Associates, Inc.real estaten
- Capital Planning Advisors LLCinvestment advisernRAUM $1.5B
- Compass Capital Management, LLCreal estaten
- Goldstein Advisors, LLCinvestment advisernRAUM $1.1B
- Hedeker Wealth LLCinvestment advisernRAUM $595M
- Hickory Asset Management, Inc.investment advisernRAUM $249M
- Hughes Financial Services, LLCinvestment advisernRAUM $760M
- Jack D. Niles Jr.insurancey
- Joule Financial, LLCinvestment advisernRAUM $479M
- Kestra Advisory Services, LLCinvestment advisernRAUM $80B
- Kestra Institutional Services, LLCinvestment advisern
- Kestra Insurance Services, LLCreal estaten
- Kestra Investment Management, LLC.investment advisernRAUM $4.3B
- Nfp Advisor Services, LLCbroker-dealerreal estatenRAUM $12B
- Kestra Private Wealth Services, LLCinvestment advisernRAUM $13B
- Oklahoma Financial Center, Inc.real estaten
- Ritter Daniher Financial Advisory LLCinvestment advisernRAUM $493M
- Bluespring Wealth Management, LLCinvestment advisernRAUM $5.4B
- Vector Insurance Services, LLCreal estaten
Advisers that list Provise Management Group, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clearwater, Fl · principal | 19 | 3 | 0 | ||
| New Port Richey, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Tampa, FL6 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Aug 17, 2026related persons on Schedule D 7.A of 23.0 against a peer median of 4.5 (206 comparable advisers, 98.0th percentile, 8.3 robust deviations)peers: independent wealth managers, $1B to $5B (206) · 98% percentile
- control person changedChange between filings · filing Aug 17, 2026FERRARA, VINCENT, RAYMOND (EXECUTIVE CHAIR/MANAGER) left Schedule A between the filings of 2023-03-29 and 2026-08-17peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 3,439 to 3,492Mar 28, 2025 to Mar 31, 2026
- Charity clients · 15 to 21Mar 28, 2025 to Mar 31, 2026
- Corporate clients · 8 to 20Mar 28, 2025 to Mar 31, 2026
- HNW clients · 462 to 626Mar 28, 2025 to Mar 31, 2026
- Individual clients · 692 to 513Mar 28, 2025 to Mar 31, 2026
- Pension plan clients · 6 to 10Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $118M to $151MMar 28, 2025 to Mar 31, 2026
- Employees · 19 to 22Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $2.0BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $1.4B to $1.7BMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $320M to $159MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $24.9M to $22.7MMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $6.1M to $15.5MMar 28, 2025 to Mar 31, 2026
- RAUM · $1.8B to $2.0BMar 28, 2025 to Mar 31, 2026
- Accounts · 3,871 to 3,439Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 17 to 16Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 9 to 7Mar 28, 2024 to Mar 28, 2025
- Charity clients · 11 to 15Mar 28, 2024 to Mar 28, 2025
- Corporate clients · 14 to 8Mar 28, 2024 to Mar 28, 2025
- HNW clients · 533 to 462Mar 28, 2024 to Mar 28, 2025
- Individual clients · 836 to 692Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · 12 to 6Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $144M to $118MMar 28, 2024 to Mar 28, 2025
- Employees · 21 to 19Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 17 to 16Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.9B to $1.8BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $1.4B to $1.4BMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $344M to $320MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $17.7M to $24.9MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $11.0M to $6.1MMar 28, 2024 to Mar 28, 2025
- RAUM · $1.9B to $1.8BMar 28, 2024 to Mar 28, 2025
- Accounts · 3,767 to 3,871Mar 30, 2023 to Mar 21, 2024
- BD registered reps · 8 to 9Mar 30, 2023 to Mar 21, 2024
- Charity clients · 13 to 11Mar 30, 2023 to Mar 21, 2024
- HNW clients · 510 to 533Mar 30, 2023 to Mar 21, 2024
- Individual clients · 841 to 836Mar 30, 2023 to Mar 21, 2024
- Pension plan clients · 13 to 12Mar 30, 2023 to Mar 21, 2024
- Assets in custody · $139M to $144MMar 30, 2023 to Mar 21, 2024
- Discretionary RAUM · $1.6B to $1.9BMar 30, 2023 to Mar 21, 2024
Signals
4 dated events
- Paul Helmut Auslander left Provise Management Group, Llc for Kestra Advisory Services, Llc (registered 2016-05-24)Dec 31, 2024 · Advisor changed firm · fact
- Steve Athanassie left Provise Management Group, Llc for Independent Financial Partners (registered 2024-01-05)Dec 31, 2023 · Advisor changed firm · fact
- D Shane O'Hara (Vice President & Senior Financial Planner) appeared on Schedule A of Provise Management Group, LlcMar 31, 2021 · Control person joined · fact
- Provise Management Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 1, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/provise-management-group-llc-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- upyourassets.org/#reportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- [727] 441-9022reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026