RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• S••••
- A••••••• F••••••••• L••• BD affiliated currentsince Jun 1, 2026 · Folsom, Ca
- A••••• S•••• F••••••••• L•• formerFeb 28, 2012 to Jun 25, 2026 · Bethesda, Md
- S•• F•••••••• I•• formerDec 23, 2009 to Mar 1, 2013 · Rockville, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 2, 2008 to Dec 15, 2009 · Bethesda, Md
- P••• A••••• S••••••••• L•• BD affiliatedMay 3, 2004 to Dec 3, 2007 · Chevy Chase, Md
- C••••••• • C• I•• formerApr 18, 2000 to Apr 12, 2004 · Mclean, Va
- A••••• S•••• F••••••••• L•• to A••••••• F••••••••• L•••left Jun 25, 2026, registered Jun 1, 2026 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S•• F•••••••• I•• to A••••• S•••• F••••••••• L••left Mar 1, 2013, registered Feb 28, 2012 (-367 days) · Other
- M•• I•••••••• S•••••••• L•• to S•• F•••••••• I••left Dec 15, 2009, registered Dec 23, 2009 (8 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 3, 2007, registered Jan 2, 2008 (30 days) · Other
- C••••••• • C• I•• to P••• A••••• S••••••••• L••left Apr 12, 2004, registered May 3, 2004 (21 days) · Other
- A••••• S•••• left A••••• S•••• F••••••••• L•• for A••••••• F••••••••• L••• (registered 2026-06-01)Jun 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address