DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Martin Padilla
Feed of 09/15/2026
Also filed as John Martin Padilla
At current firm
10 y
since Sep 16, 2016
In the industry
34 y
since Mar 13, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sowell Management independent RIA currentsince Sep 16, 2016 · Santa Monica, Ca
- Concert Wealth Management formerApr 21, 2016 to Apr 12, 2017 · Santa Monica, Ca
- Platinum Wealth Partners formerNov 13, 2015 to Dec 31, 2017 · Santa Monica, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 26, 2006 to Nov 17, 2015 · Pasadena, Ca
- Citigroup Global Markets Inc. BD affiliatedJul 8, 1997 to Jun 8, 2006 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- Platinum Wealth Partners to Concert Wealth Managementleft Dec 31, 2017, registered Apr 21, 2016 (-619 days) · Other
- Concert Wealth Management to Sowell Managementleft Apr 12, 2017, registered Sep 16, 2016 (-208 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Platinum Wealth Partnersleft Nov 17, 2015, registered Nov 13, 2015 (-4 days) · Other
- Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 8, 2006, registered May 26, 2006 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address