RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• R••• S•••••••
- P•• W••••• M••••••••• state registered currentsince Jul 17, 2018 · Coppell, Tx
- G••••••••• W••••• A••••••• independent RIAApr 22, 2015 to Oct 14, 2016 · Coppell, Tx
- H••••••• F•••••••• P••••••• formerAug 31, 2010 to Sep 20, 2018 · Dallas, Tx
- G••••••••• W••••• A••••••• independent RIAAug 26, 2009 to Aug 27, 2010 · Richardson, Tx
- H••••••• F•••••••• P••••••• to G••••••••• W••••• A•••••••left Sep 20, 2018, registered Apr 22, 2015 (-1247 days) · Other
- G••••••••• W••••• A••••••• to P•• W••••• M•••••••••left Oct 14, 2016, registered Jul 17, 2018 (641 days) · Other
- G••••••••• W••••• A••••••• to H••••••• F•••••••• P•••••••left Aug 27, 2010, registered Aug 31, 2010 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address