DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• W••••• A•••••••
Legal name T•••• A••••••• S•••••••• L••
Latest filing Apr 22, 2026
First filing on the tape Nov 17, 2011 · 55 filings
SEC status approved since Mar 2, 2007
RAUM
$569M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$446M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$40.6M
derived; firm RAUM over IAPD count
Employees
60
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$569M as of Apr 22, 2026
Mar 14, 2012$122M then
HNW client RAUM$407M as of Apr 22, 2026
Mar 26, 2018$128M then
State-registered IARs (5.B.3)12 as of Apr 22, 2026
Mar 7, 20137 then
Employees (5.A)60 as of Apr 22, 2026
Mar 7, 20138 then
Private funds: no history
RAUM +45% over the last fiscal year+26% a year over threeIARs 13 to 12
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
- RAUM per advisor
- $40.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $944,793derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.3derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $122M, 58 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$407M72%
- Corporations and businesses$105M19%
- Individuals$39.2M6.9%
- Pension and profit-sharing plans$9.1M1.6%
- Charitable organizations$8.2M1.4%
- Individual clients
- 61reported
- HNW clients
- 98reported
- Pension plan clients
- 3reported
- Charitable clients
- 4reported
- Accounts
- 602reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $122M for 58 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• B•••• E•••••• | R•••••••On, Tx | Jun 2, 2005 | 26 y | 1 |
| S•••••• T••••• H•••Certified Financial Planner | R•••••••On, Tx | May 1, 2015 | 11 y | 0 |
| D•••• B•••• R••••••• | Frisco, Tx | Jun 10, 2015 | 40 y | 6 |
| S•••• V•••••••• C••••Certified Financial Planner | R•••••••On, Tx | Jul 19, 2016 | 23 y | 2 |
| N•••••• L• B••••• | R•••••••On, Tx | May 6, 2017 | 10 y | 1 |
| H•••• A••• F•••• | R•••••••On, Tx | May 14, 2018 | 14 y | 2 |
| M•••••• Q•••••• | Denver, Co | Nov 2, 2020 | 14 y | 0 |
| G••• P••••••• A•••• | R•••••••On, Tx | Mar 30, 2021 | 12 y | 1 |
| L••••• L••• T••••••• | R•••••••On, Tx | Feb 1, 2024 | 10 y | 0 |
| W•••••• E••••• F•••• | R•••••••On, Tx | Apr 23, 2025 | 11 y | 0 |
| J••• D•••• P••••••••Certified Financial Planner | R•••••••On, Tx | Dec 22, 2025 | 14 y | 5 |
| B•••• D•••••• G••• | Grosse Point, Mi | Jan 1, 2026 | 27 y | 0 |
| R••••• S•••• R•••Certified Financial Planner | Richardson, Tx | Mar 22, 2026 | 15 y | 1 |
| J•••• A••••• P•••••• H••••• | Richardson, Tx | Apr 10, 2026 | 10 y | 5 |
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 7.1% of current headcount1 left over 36 months
Left, latest
- G••• D•••• A••••• to V••••••• A•••••••• I•••Dec 9, 2025 · RIA to affiliated broker-dealer or bank
- P••• R••• S••••••• to P•• W••••• M•••••••••Oct 14, 2016 · Other
- R••••• S•••• M•••••• to R• S•••• M•••••• F••••••••Nov 18, 2014 · Other
- B•••• K• J•••• to A•••••• A••••••• S•••••••Oct 27, 2014 · Other
- G•••••• M•• S•••••• to C••••• W••••• M••••••••• L••Oct 1, 2014 · Other
- P••• R••• S••••••• to H••••••• F•••••••• P•••••••Aug 27, 2010 · Other
- S••• E•••••• to C•••••••• G••••• M•••••• I•••Feb 26, 2007 · Other
Joined, latest
- J•••• A••••• P•••••• H••••• from F••••• I•••••••••Apr 10, 2026 · RIA to RIA
- R••••• S•••• R••• from F•••• C•••••• F•••••••• P•••••••• I•••Mar 22, 2026 · Other
- J••• D•••• P•••••••• from L•• F•••••••• L••Dec 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- G••• D•••• A••••• from F••••••• P••••••• A•• W•••••••• A•••••••Apr 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- H•••• A••• F•••• from L•• G••••• P••••••• L••May 14, 2018 · Other
- N•••••• L• B••••• from A••••••••• F•••••••• S•••••••• L••May 6, 2017 · Other
- S•••• V•••••••• C•••• from A••••••••• F•••••••• S•••••••• L••Jul 19, 2016 · Other
- D•••• B•••• R••••••• from I•••• F••• A•••••••• I•••Jun 10, 2015 · Other
- P••• R••• S••••••• from H••••••• F•••••••• P•••••••Apr 22, 2015 · Other
- B•••• K• J•••• from P••• A••••• S••••••••• L••Sep 11, 2013 · Other
- R••••• S•••• M•••••• from S••••• A•••••••May 1, 2007 · Other
- S••• E•••••• from S•••••••• A••••••• L••Aug 31, 2005 · Other
- J•••••• B•••• E•••••• from P•••••••• L••Jun 2, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• R•••• L• · Chief Executive Officercontrolsince 10/2018 · owns less than 5%
- E••••••• J••••••• B•••• · Chief Investment Officer/Chief Compliance Officercontrolsince 04/2005 · owns 5% to 10%
- F••••• H••••• A••• · Secretary / Treasurercontrolsince 10/2018 · owns less than 5%
- G•••• B••••• D•••••• · Vice President And Coocontrolsince 10/2018 · owns less than 5%
- H••••••••• B•••••• M•••••• · Managercontrolsince 10/2022 · owns less than 5%
- J••••••• T••••• K•••• · Vice Presidentcontrolsince 10/2018 · owns less than 5%
- L••••• R•••••• J•••• · Presidentcontrolsince 07/2006 · owns 5% to 10%
- B••••••• J•••• H• · Co-Trustee Of J••• B•••••• J•• T•••• N•• 4•controlsince 04/2007 · owns F of J••• B•••••• J•• T•••• N•• 4•
- B••••••• R•••• L• · Co-Trustee Of J••• B•••••• J•• T•••• N•• 4•controlsince 05/2007 · owns F of J••• B•••••• J•• T•••• N•• 4•
Entity owners
- G••••••••• C••••••• L•• · Ownerdirect · owns 75% or more
- J••• B•••••• J•• T•••• N•• 4• · Sole Owner Of G••••••••• C••••••• L••indirect · owns 75% or more of G••••••••• C••••••• L••
Related persons
Schedule D 7.A
- G••••••••• C•••••• M•••••• I•••broker-dealern
- G••••••••• E••••• O• T••••• L••investment companyn
- G••••••••• E•••••• L••investment companyn
- M••••••• A••••••• G••••• P•••insurancen
- M••••••• A••••••• G••••• P•••n
- M••••••• R••••• G••••• L••investment companyn
- T•••• F•••••••• S•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| R•••••••On, Tx · principal | 14 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Apr 22, 2026employees per registered advisor of 4.3 against a peer median of 1.4 (950 comparable advisers, 100.0th percentile, 7.3 robust deviations)peers: independent wealth managers, $500M to $1B (950) · 100% percentile
- RAUM up 25 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $392,535,549 to $568,765,356 (+45.0%) between the annual amendments of 2025-04-24 and 2026-04-22; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 576 to 602Dec 9, 2025 to Mar 18, 2026
- Advisory employees · 12 to 11Dec 9, 2025 to Mar 18, 2026
- HNW clients · 91 to 98Dec 9, 2025 to Mar 18, 2026
- Individual clients · 69 to 61Dec 9, 2025 to Mar 18, 2026
- Pension plan clients · 4 to 3Dec 9, 2025 to Mar 18, 2026
- Assets in custody · $137M to $122MDec 9, 2025 to Mar 18, 2026
- Employees · 55 to 60Dec 9, 2025 to Mar 18, 2026
- State-registered IARs · 13 to 12Dec 9, 2025 to Mar 18, 2026
- Discretionary RAUM · $393M to $569MDec 9, 2025 to Mar 18, 2026
- HNW RAUM · $266M to $407MDec 9, 2025 to Mar 18, 2026
- Individual RAUM · $37.4M to $39.2MDec 9, 2025 to Mar 18, 2026
- Pension RAUM · $10.6M to $9.1MDec 9, 2025 to Mar 18, 2026
- RAUM · $393M to $569MDec 9, 2025 to Mar 18, 2026
- Accounts · 564 to 576Mar 22, 2024 to Apr 24, 2025
- Advisory employees · 10 to 12Mar 22, 2024 to Apr 24, 2025
- BD registered reps · 4 to 5Mar 22, 2024 to Apr 24, 2025
- Corporate clients · 17 to 18Mar 22, 2024 to Apr 24, 2025
- HNW clients · 93 to 91Mar 22, 2024 to Apr 24, 2025
- Individual clients · 76 to 69Mar 22, 2024 to Apr 24, 2025
- Pension plan clients · 3 to 4Mar 22, 2024 to Apr 24, 2025
- Assets in custody · $154M to $137MMar 22, 2024 to Apr 24, 2025
- Employees · 50 to 55Mar 22, 2024 to Apr 24, 2025
- Financial planning clients · 101-250 to 51-100Mar 22, 2024 to Apr 24, 2025
- State-registered IARs · 11 to 13Mar 22, 2024 to Apr 24, 2025
- Discretionary RAUM · $366M to $393MMar 22, 2024 to Apr 24, 2025
- HNW RAUM · $248M to $266MMar 22, 2024 to Apr 24, 2025
- Individual RAUM · $33.0M to $37.4MMar 22, 2024 to Apr 24, 2025
- Pension RAUM · $12.6M to $10.6MMar 22, 2024 to Apr 24, 2025
- RAUM · $366M to $393MMar 22, 2024 to Apr 24, 2025
- Accounts · 567 to 564Feb 15, 2024 to Mar 22, 2024
- Advisory employees · 9 to 10Feb 15, 2024 to Mar 22, 2024
- BD registered reps · 1 to 4Feb 15, 2024 to Mar 22, 2024
- Corporate clients · 15 to 17Feb 15, 2024 to Mar 22, 2024
- HNW clients · 88 to 93Feb 15, 2024 to Mar 22, 2024
- Individual clients · 103 to 76Feb 15, 2024 to Mar 22, 2024
- Pension plan clients · 5 to 3Feb 15, 2024 to Mar 22, 2024
- Assets in custody · unset to 154329064.0Feb 15, 2024 to Mar 22, 2024
- Custody of client assets · false to trueFeb 15, 2024 to Mar 22, 2024
- Employees · 24 to 50Feb 15, 2024 to Mar 22, 2024
- State-registered IARs · 10 to 11Feb 15, 2024 to Mar 22, 2024
Signals
6 dated events
- G••••••••• W••••• A••••••• reported RAUM $568.8M, up 45% from $392.5M (2025-12-09 to 2026-03-18)Mar 18, 2026 · RAUM change · derived
- G••• D•••• A••••• left G••••••••• W••••• A••••••• for V••••••• A•••••••• I••• (registered 2025-12-15)Dec 9, 2025 · Advisor changed firm · fact
- Michael Brenen Hofstadter (Manager) appeared on Schedule A of G••••••••• W••••• A•••••••Nov 17, 2022 · Control person joined · fact
- Lea Jennifer Perkins (Member) no longer on Schedule A of G••••••••• W••••• A••••••• (listed 2021-12-06, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Gill J••• J•••• (Member) no longer on Schedule A of G••••••••• W••••• A••••••• (listed 2021-12-06, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Wayne Michael Perkins (Manager) no longer on Schedule A of G••••••••• W••••• A••••••• (listed 2021-12-06, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@generationalwealthadv.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 972-232-1121reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 972-378-1795reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- generationalwealthadv.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-378-1795reportedpublic record, Form ADV, Apr 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026