RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••••• S•••••
- W•••••• J• S••••• state registered currentsince May 24, 2024 · Harrisburg, Pa
- P•• W••••• M••••••••• BD affiliatedOct 18, 2005 to Apr 5, 2006 · Heshey, Pa
- P•• W••••• M••••••••• BD affiliatedMar 29, 2005 to Jun 29, 2005 · Harrisburg, Pa
- A••••••• P••••••••• A•••••••• I•• formerSep 2, 2004 to Apr 24, 2006 · Holbrook, Ny
- A••••••• P••••••••• A•••••••• I•• to P•• W••••• M•••••••••left Apr 24, 2006, registered Mar 29, 2005 (-391 days) · Other
- P•• W••••• M••••••••• to W•••••• J• S•••••left Apr 5, 2006, registered May 24, 2024 (6624 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address