DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Wayne Stites
Feed of 09/14/2026
Also filed as Robert Wayne Stites
At current firm
8 y
since Feb 14, 2018
In the industry
35 y
since Feb 22, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 14, 2018 · Ann Arbor, Mi
- Blue Water Asset Management independent RIAJul 2, 2015 to Feb 15, 2018 · Ann Arbor, Mi
- Cg Advisory Services independent RIANov 19, 2010 to Sep 2, 2015 · Ann Arbor, Mi
- Invest Financial Corporation formerJun 1, 2010 to Feb 20, 2018 · Appleton, Wi
Moves
a registration end followed by a registration begin elsewhere
- Invest Financial Corporation to Cg Advisory Servicesleft Feb 20, 2018, registered Nov 19, 2010 (-2650 days) · Other · moved with a team
- Blue Water Asset Management to LPL Financial LLCleft Feb 15, 2018, registered Feb 14, 2018 (-1 days) · Other · moved with a team
- Cg Advisory Services to Blue Water Asset Managementleft Sep 2, 2015, registered Jul 2, 2015 (-62 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address