DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cg Advisory Services

Independent wealth managerWilliamston, MichiganCRD 110929SEC 801-67082websiteIAPD
Legal name Capital Asset Advisory Services, LLC.
Latest filing Mar 26, 2026
First filing on the tape Jan 24, 2012 · 67 filings
SEC status approved since Aug 10, 2006
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
61%
$2.8B individuals and HNW
Advisors
68
registered through the firm on IAPD
RAUM per advisor
$68.2M
derived; firm RAUM over IAPD count
Employees
136
69 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$4.6B as of Mar 26, 2026
Mar 30, 2012$415M then
HNW client RAUM$1.7B as of Mar 26, 2026
Mar 30, 2018$393M then
State-registered IARs (5.B.3)17 as of Mar 26, 2026
Mar 15, 201339 then
Employees (5.A)136 as of Mar 26, 2026
Mar 15, 201344 then
Private funds: no history
RAUM +15% over the last fiscal year+20% a year over threeIARs 17 to 17offices 31 to 25
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$68.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
72derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$255,182derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.6derived26 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-73%derived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.7B37%
  • Corporations and businesses$1.3B28%
  • Individuals$1.1B24%
  • Pension and profit-sharing plans$496M11%
  • Charitable organizations$4.7M0.1%
Individual clients
4,218reported
HNW clients
680reported
Pension plan clients
409reported
Charitable clients
31reported
Accounts
18,187reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
private_client_share=0.61 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=17.0derived
Advisors registered through the firm
68 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jeffrey John CaseyCertified Financial Planner, Chartered Financial ConsultantCharlotte, Nc Aug 6, 201028 y0
David Michael RobinsonCertified Financial PlannerRichmond, Va Sep 2, 201035 y1
Jonathan Lee CohenCertified Financial PlannerWilliamston, MiSep 24, 201030 y1
Karen Joy FritzWilliamston, Mi Sep 24, 201021 y1
Thomas Bernard DoranWilliamston, Mi Sep 24, 201048 y1
Adam Patrick LesperanceCertified Financial Planner, Chartered Financial ConsultantWilliamston, MiSep 24, 201026 y1
Anthony Joseph MazzaliCertified Financial Planner, Chartered Financial ConsultantWilliamston, MiSep 24, 201033 y1
Parke Grant PetersenWilliamston, MiOct 20, 201021 y1
Kenneth Patrick EvangelistaWilliamston, MiJan 13, 201130 y2
Scott David PalomakiGrawn, Mi Jan 27, 201118 y1
Jeffrey Wayne RomanCertified Financial PlannerWilliamston, Mi Nov 16, 201115 y0
Matthew Patrick OneilCertified Financial Planner, Chartered Financial ConsultantMatthews, Nc Mar 12, 201219 y0
Thomas Frederick AustinStevensville, Mi Aug 3, 201218 y1
Alexander Michael DennoWilliamston, Mi Apr 12, 201611 y0
Brian Joseph WalkerWilliamston, MiApr 21, 201613 y0
Aleia Kristy MacdonaldCertified Financial PlannerStuart, Fl May 3, 201620 y2
John Luke EvangelistaCertified Financial PlannerWilliamston, Mi May 3, 201631 y2
Eric T FritzCharlotte, Nc Oct 4, 201623 y1
Austin James BrownChartered Financial ConsultantWilliamston, Mi Jan 19, 201713 y0
Emily Regina HaberkernCertified Financial PlannerWilliamston, Mi Apr 24, 201715 y2
Mark Todd LoeberWilliamston, Mi Jul 6, 201740 y1
Richard Gray AdamsCharlotte, Nc Sep 14, 201711 y0
David Leland CarrWilliamston, Mi Feb 24, 201839 y1
Daniel George McphersonCertified Financial PlannerWilliamston, Mi Apr 11, 201821 y5
Joseph E CrumleyWilliamston, MiDec 20, 201819 y0
Sanford J PrizantWilliamston, Mi Mar 18, 201940 y3
Oliver Paul GoodenChartered Financial AnalystWilliamston, Mi Apr 22, 201916 y1
Nicole M LodenCertified Financial PlannerWilliamston, Mi Jun 20, 201912 y0
Karen Lynn StancombeWilliamston, Mi Jan 23, 202025 y0
Josiah WhittenWilliamston, Mi Jul 28, 202012 y1
Grant P DunatchikCertified Financial Planner, Chartered Financial ConsultantWilliamston, Mi Sep 17, 202016 y0
Charles Ernest CorethCertified Financial PlannerRichmond, Va Feb 24, 202144 y1
Michael Andrew RawlsRichmond, Va Feb 24, 202113 y1
Thomas Alastair RobertsonWilliamston, Mi Feb 24, 202139 y1
Cassidy CarrCertified Financial PlannerWilliamston, Mi Apr 14, 202115 y0
Nathan Carnochan TraxlerWilliamston, Mi Jun 21, 202115 y0
Alexandria Leigh FultonWilliamston, Mi Sep 10, 202115 y0
Nicholas Raymond SchaferWilliamston, Mi Oct 4, 202110 y0
Allison InglesCertified Financial PlannerAnn Arbor, Mi Oct 26, 202113 y1
Ashley Elise MusselmanMunising, Mi Mar 9, 202216 y3
All 68 advisors at Cg Advisory Services
Advisor movement
5 left, 5 joined in 12 months
net 0 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 7.4% of current headcount18 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • John Jeffrey Casey · Managing Membercontrol
    since 09/1999 · owns 10% to 25%
  • Patrick Kenneth Evangelista · Chief Compliance Officercontrol
    since 06/2007 · owns 5% to 10%
  • Joseph Anthony Mazzali · Managing Membercontrol
    since 04/1999 · owns 50% to 75%
  • Patrick Adam Lesperance · Director Of Business Development
    since 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
  • Capital Asset Insurance Services
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Williamston, Mi · principal68831
Ann Arbor, Mi1120
Charlotte, Nc610
Idaho Falls, Id300
Richmond, Va300
North Chesterfield, Va200
Longview, Tx200
Galesburg, Il210
Grand Blanc, Mi220
Troy, Mi200
Wilmington, Nc200
Cypress, Tx001
Atlanta, Ga001
Offices
Schedule D 1.F, the 25 largest
  • Williamston, MI17 employees
  • Haslett, MI7 employees
  • Munising, MI5 employees
  • Richmond, VA5 employees
  • Ann Arbor, MI5 employees
  • Charlotte, NC5 employees
  • Caro, MI4 employees
  • Galesburg, IL3 employees
  • Ann Arbor, MI2 employees
  • Traverse City, MI2 employees
  • Grawn, MI2 employees
  • Troy, MI1 employees
  • Tulsa, OK1 employees
  • Wilmington, NC1 employees
  • , 1 employees
  • Atlanta, GA1 employees
  • Bethesda, MD1 employees
  • Cypress, TX1 employees
  • Deerfield, MI1 employees
  • Howell, MI1 employees
  • Howell, MI1 employees
  • Idaho Falls, ID1 employees
  • Longview, TX1 employees
  • Marquette, MI1 employees
  • St. Joseph, MI1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
  • wealth to institutional shiftCombination · filing Mar 26, 2026
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $4,020,782,560 to $4,640,991,840, advisors 17 to 17, private clients 17857 to 4898, offices 31 to 25 (2025-03-20 to 2026-03-26)
    peers: independent wealth managers, $1B to $5B (1,360)
  • clients down average size upCombination · filing Mar 26, 2026
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $4,020,782,560 to $4,640,991,840, advisors 17 to 17, private clients 17857 to 4898, offices 31 to 25 (2025-03-20 to 2026-03-26)
    peers: independent wealth managers, $1B to $5B (1,360)
  • client count collapseChange between filings · filing Mar 26, 2026
    individual and HNW clients (Item 5.D) moved from 17,857.0 to 4,898.0 (-73.0%) between the annual amendments of 2025-03-20 and 2026-03-26; the peer median change was +5.0% (1132 comparable advisers, 0.0th percentile of changes)
    peers: independent wealth managers, $1B to $5B (1,132) · 0.2% percentile
  • client mix shiftChange between filings · filing Mar 26, 2026
    private-client share of RAUM moved from 99.0% to 61.0% between the annual amendments of 2025-03-20 and 2026-03-26
    peers: independent wealth managers, $1B to $5B (1,360)
  • HNW share shiftChange between filings · filing Mar 26, 2026
    HNW share of RAUM moved from 1.0% to 37.0% between the annual amendments of 2025-03-20 and 2026-03-26
    peers: independent wealth managers, $1B to $5B (1,360)
  • institutional asset share shiftChange between filings · filing Mar 26, 2026
    institutional share of RAUM moved from 1.0% to 39.0% between the annual amendments of 2025-03-20 and 2026-03-26
    peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
  • Accounts · 17,952 to 18,187
    Oct 31, 2025 to Mar 26, 2026
  • Corporate clients · 48 to 276
    Oct 31, 2025 to Mar 26, 2026
  • HNW clients · 6 to 680
    Oct 31, 2025 to Mar 26, 2026
  • Individual clients · 17,851 to 4,218
    Oct 31, 2025 to Mar 26, 2026
  • Pension plan clients · 9 to 409
    Oct 31, 2025 to Mar 26, 2026
  • Financial planning clients · 26-50 to 51-100
    Oct 31, 2025 to Mar 26, 2026
  • Other offices · 31 to 25
    Oct 31, 2025 to Mar 26, 2026
  • Discretionary RAUM · $4.0B to $4.6B
    Oct 31, 2025 to Mar 26, 2026
  • HNW RAUM · $59.3M to $1.7B
    Oct 31, 2025 to Mar 26, 2026
  • Individual RAUM · $3.9B to $1.1B
    Oct 31, 2025 to Mar 26, 2026
  • Pension RAUM · $3.4M to $496M
    Oct 31, 2025 to Mar 26, 2026
  • RAUM · $4.0B to $4.6B
    Oct 31, 2025 to Mar 26, 2026
  • Accounts · 17,241 to 17,952
    Mar 27, 2024 to Mar 20, 2025
  • Advisory employees · 68 to 69
    Mar 27, 2024 to Mar 20, 2025
  • BD registered reps · 9 to 17
    Mar 27, 2024 to Mar 20, 2025
  • Charity clients · 10 to 31
    Mar 27, 2024 to Mar 20, 2025
  • Corporate clients · 396 to 48
    Mar 27, 2024 to Mar 20, 2025
  • HNW clients · 839 to 6
    Mar 27, 2024 to Mar 20, 2025
  • Individual clients · 15,952 to 17,851
    Mar 27, 2024 to Mar 20, 2025
  • Pension plan clients · 44 to 9
    Mar 27, 2024 to Mar 20, 2025
  • Employees · 130 to 136
    Mar 27, 2024 to Mar 20, 2025
  • Financial planning clients · 26-50 to 26-50
    Mar 27, 2024 to Mar 20, 2025
  • State-registered IARs · 68 to 17
    Mar 27, 2024 to Mar 20, 2025
  • Other offices · 25 to 31
    Mar 27, 2024 to Mar 20, 2025
  • Discretionary RAUM · $3.2B to $4.0B
    Mar 27, 2024 to Mar 20, 2025
  • HNW RAUM · $912M to $59.3M
    Mar 27, 2024 to Mar 20, 2025
  • Individual RAUM · $1.5B to $3.9B
    Mar 27, 2024 to Mar 20, 2025
  • Pension RAUM · $16.6M to $3.4M
    Mar 27, 2024 to Mar 20, 2025
  • RAUM · $3.2B to $4.0B
    Mar 27, 2024 to Mar 20, 2025
  • Related insurance company · true to false
    Mar 27, 2024 to Mar 20, 2025
  • Accounts · 16,610 to 17,241
    Jul 17, 2023 to Mar 27, 2024
  • Advisory employees · 75 to 68
    Jul 17, 2023 to Mar 27, 2024
  • BD registered reps · 16 to 9
    Jul 17, 2023 to Mar 27, 2024
  • Charity clients · 0 to 10
    Jul 17, 2023 to Mar 27, 2024
  • Corporate clients · 423 to 396
    Jul 17, 2023 to Mar 27, 2024
  • HNW clients · 567 to 839
    Jul 17, 2023 to Mar 27, 2024
  • Individual clients · 15,620 to 15,952
    Jul 17, 2023 to Mar 27, 2024
  • Pension plan clients · 0 to 44
    Jul 17, 2023 to Mar 27, 2024
  • Employees · 80 to 130
    Jul 17, 2023 to Mar 27, 2024
  • Insurance-licensed employees · 3 to 0
    Jul 17, 2023 to Mar 27, 2024
Signals
57 dated events
  • Ariel Reque left Cg Advisory Services for Nicolet Wealth Management (registered 2026-05-18)
    Jul 6, 2026 · Advisor changed firm · fact
  • Cg Advisory Services reported 25 offices beyond its principal office, down from 31 (2025-10-31 to 2026-03-26)
    Mar 26, 2026 · Office count change · derived
  • Frances Lynn Newton left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-05)
    Feb 4, 2026 · Advisor changed firm · fact
  • Kristopher Garrett Lewis left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-04)
    Feb 4, 2026 · Advisor changed firm · fact
  • Faye Michael Sykes left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-05)
    Feb 4, 2026 · Advisor changed firm · fact
  • 2 advisors left CG Advisory Services (Williamston, MI) for Tuttle Wealth Partners LLC on the same day
    Feb 4, 2026 · Team lift-out · derived
  • Juan Leon Munoz left Cg Advisory Services for The Wealth Consulting Group (registered 2026-01-05)
    Jan 7, 2026 · Advisor changed firm · fact
  • Connor Ross Gaffney left Cg Advisory Services for Advisory Alpha, Llc (registered 2025-11-03)
    Jul 31, 2025 · Advisor changed firm · fact
  • Russell Earl Slack left Cg Advisory Services for Portside Wealth Group, Llc (registered 2025-06-09)
    May 12, 2025 · Advisor changed firm · fact
  • Ryan Pittman left Cg Advisory Services for Lido (registered 2025-05-19)
    May 6, 2025 · Advisor changed firm · fact
  • Nicholas Donald Thiede left Cg Advisory Services for Sovereign Financial Group, Inc. (registered 2025-04-29)
    Apr 7, 2025 · Advisor changed firm · fact
  • Nathaniel Prout left Cg Advisory Services for Integrated Wealth Concepts Llc (registered 2025-02-21)
    Apr 2, 2025 · Advisor changed firm · fact
  • Dennis James Prout left Cg Advisory Services for Integrated Wealth Concepts Llc (registered 2025-02-20)
    Apr 2, 2025 · Advisor changed firm · fact
  • Heidi Jane Cartwright left Cg Advisory Services for Integrated Wealth Concepts Llc (registered 2025-02-20)
    Apr 2, 2025 · Advisor changed firm · fact
  • 3 advisors left CG Advisory Services (Williamston, MI) for Integrated Wealth Concepts LLC on the same day
    Apr 2, 2025 · Team lift-out · derived
  • Cg Advisory Services reported RAUM $4.0B, up 25% from $3.2B (2024-03-27 to 2025-03-20)
    Mar 20, 2025 · RAUM change · derived
  • Cg Advisory Services reported 31 offices beyond its principal office, up from 25 (2024-03-27 to 2025-03-20)
    Mar 20, 2025 · Office count change · derived
  • Cg Advisory Services reported 17 state-registered advisory representatives, down from 68 (2024-03-27 to 2025-03-20)
    Mar 20, 2025 · Advisor headcount change · derived
  • Heath D Heavy left Cg Advisory Services for Albion Financial Group (registered 2024-08-09)
    Jul 23, 2024 · Advisor changed firm · fact
  • Anthony Dean Bagneschi left Cg Advisory Services for Mdrn Capital (registered 2024-12-02)
    May 29, 2024 · Advisor changed firm · fact
  • Cg Advisory Services reported 25 offices beyond its principal office, down from 43 (2023-07-17 to 2024-03-27)
    Mar 27, 2024 · Office count change · derived
  • Nathan William Pesch left Cg Advisory Services for Aspire Wealth (registered 2023-12-12)
    Nov 30, 2023 · Advisor changed firm · fact
  • Jeffrey A Newsome left Cg Advisory Services for Foguth Wealth Management, Llc. (registered 2024-02-21)
    Nov 15, 2023 · Advisor changed firm · fact
  • Nathaniel David Robinson left Cg Advisory Services for Campbell Wealth Management, Inc. (registered 2023-03-07)
    Nov 15, 2023 · Advisor changed firm · fact
  • Douglas G Featherstone left Cg Advisory Services for Missionsquare Retirement (registered 2023-09-07)
    Nov 15, 2023 · Advisor changed firm · fact
  • Thomas J Myers left Cg Advisory Services for Foguth Wealth Management, Llc. (registered 2023-10-10)
    Sep 11, 2023 · Advisor changed firm · fact
  • Donald A Mcleod left Cg Advisory Services for Geneos Wealth Management, Inc. (registered 2023-06-06)
    Jun 1, 2023 · Advisor changed firm · fact
  • Gerard Joseph O'Neill left Cg Advisory Services for Elevated Capital Advisors, Llc (registered 2023-03-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • David Mark Parker (Managing Member) no longer on Schedule A of Cg Advisory Services (listed 2023-01-13, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • David Louis Messing left Cg Advisory Services for Brookstone Wealth Advisors, Llc (registered 2023-03-16)
    Mar 13, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
admin@tagpg.orgreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
918-491-0087reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
918-491-0079reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/the-prizant-group-ltd-reportedpublic record, Form ADV, Sep 17, 2026
Firm profile
linkedin.com/company/advanced-wealth-strategiesreportedpublic record, Form ADV, Sep 17, 2026
Website
tagpg.orgreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
517-339-7662reportedpublic record, Form ADV, Mar 26, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$68.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026