RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G•••• T••••••
- G••••• W••••• M••••••••• I••• BD affiliated currentsince Apr 5, 2006 · Greenville, Nc
- T•••• A•••• M••••••••• L•• unclassifiedAug 28, 2002 to Sep 24, 2002 · Charlotte, Nc
- C••••• A•••••• N••••••• L•• formerDec 31, 2001 to Apr 5, 2006 · Greenville, Nc
- C••••• A•••••• N••••••• L•• to T•••• A•••• M••••••••• L••left Apr 5, 2006, registered Aug 28, 2002 (-1316 days) · Other
- T•••• A•••• M••••••••• L•• to G••••• W••••• M••••••••• I•••left Sep 24, 2002, registered Apr 5, 2006 (1289 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address