DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brent Harvey Soloway
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Brent H Soloway
At current firm
13 y
since Aug 13, 2013
In the industry
35 y
since May 13, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Aug 13, 2013 · Bellevue, Wa
- Msi Financial Services, Inc. formerApr 30, 2008 to Aug 16, 2013 · Bellevue, Wa
- Harvest Capital Advisors Inc. formerDec 15, 2004 to Nov 9, 2007 · Bellevue, Wa
- Pacific West Financial Consultants Inc formerJul 26, 1999 to May 1, 2003 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- Msi Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Aug 16, 2013, registered Aug 13, 2013 (-3 days) · Other
- Harvest Capital Advisors Inc. to Msi Financial Services, Inc.left Nov 9, 2007, registered Apr 30, 2008 (173 days) · Other
- Pacific West Financial Consultants Inc to Harvest Capital Advisors Inc.left May 1, 2003, registered Dec 15, 2004 (594 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address