RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• G••••• G•••••
- P••••••• C•••••• S•••••••• I••• independent RIA currentsince Feb 12, 2013 · Hauppauge, Ny
- L••• K••• • C•••••• formerJan 17, 2012 to Feb 1, 2013 · Atlanta, Ga
- M••••••• C••••••• I••• unclassifiedJun 24, 2009 to Jan 17, 2012 · Atlanta, Ga
- F•••• L••••• S••••••••• L•• unclassifiedDec 19, 2007 to Jun 11, 2009 · Columbus, Ga
- J••••• B•••• • A••••••••• I••• unclassifiedMay 25, 2004 to Feb 22, 2008 · Columbus, Ga
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jan 23, 2004 · Columbus, Ga
- P••••••••• E••••• G••••• L•• unclassifiedNov 26, 2002 to Jul 1, 2003 · Columbus, Ga
- L••• K••• • C•••••• to P••••••• C•••••• S•••••••• I•••left Feb 1, 2013, registered Feb 12, 2013 (11 days) · Other
- M••••••• C••••••• I••• to L••• K••• • C••••••left Jan 17, 2012, registered Jan 17, 2012 (0 days) · Other
- F•••• L••••• S••••••••• L•• to M••••••• C••••••• I•••left Jun 11, 2009, registered Jun 24, 2009 (13 days) · Other
- J••••• B•••• • A••••••••• I••• to F•••• L••••• S••••••••• L••left Feb 22, 2008, registered Dec 19, 2007 (-65 days) · Other
- W•••• F•••• A••••••• to J••••• B•••• • A••••••••• I•••left Jan 23, 2004, registered May 25, 2004 (123 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address