DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Cleary

Usaa Investment Services Companyno RAUMTampa, Fldual registrantIAPD 2118432

Feed of 09/14/2026

Also filed as John Paul Cleary

At current firm

0 y

since Aug 11, 2026

In the industry

34 y

since Oct 31, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Usaa Investment Services Company no RAUM current
since Aug 11, 2026 · Tampa, Fl
Madison Partners independent RIA
Feb 11, 2026 to Jun 9, 2026 · Orinda, Ca
The Wealthgarden F.S. LLC independent RIA
Sep 3, 2025 to Oct 13, 2025 · El Segundo, Ca
LPL Financial LLC BD affiliated
Jul 19, 2023 to Aug 4, 2025 · Emeryville, Ca
Bancwest Investment Services, Inc. (Bwis) former
Jun 5, 2014 to Jul 19, 2023 · San Francisco, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 18, 2011 to Mar 24, 2014 · Berkeley, Ca
Lewis Asset Management independent RIA
Mar 1, 2011 to Jun 7, 2011 · Lafayette, Ca
Td Ameritrade, Inc. former
Jun 1, 2009 to Sep 2, 2010 · Walnut Creek, Ca
Td Ameritrade Investment Management, LLC former
Jun 1, 2009 to Sep 2, 2010 · Walnut Creek, Ca
Td Ameritrade Investment Management, LLC former
Mar 26, 2007 to Jul 17, 2008 · Boston, Ma
Td Ameritrade, Inc. former
Mar 26, 2007 to Jul 17, 2008 · Boston, Ma
Charles Schwab & Co., Inc. national BD
Mar 12, 2003 to May 10, 2006 · Walnut Creek, Ca

Moves

a registration end followed by a registration begin elsewhere

Madison Partners to Usaa Investment Services Company
left Jun 9, 2026, registered Aug 11, 2026 (63 days) · Other
The Wealthgarden F.S. LLC to Madison Partners
left Oct 13, 2025, registered Feb 11, 2026 (121 days) · RIA to RIA
LPL Financial LLC to The Wealthgarden F.S. LLC
left Aug 4, 2025, registered Sep 3, 2025 (30 days) · Affiliated broker-dealer or bank to independent RIA
Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLC
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bancwest Investment Services, Inc. (Bwis)
left Mar 24, 2014, registered Jun 5, 2014 (73 days) · Other
Lewis Asset Management to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 7, 2011, registered May 18, 2011 (-20 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Sep 2, 2010, registered Jun 1, 2009 (-458 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Lewis Asset Management
left Sep 2, 2010, registered Mar 1, 2011 (180 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Jul 17, 2008, registered Mar 26, 2007 (-479 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Jul 17, 2008, registered Jun 1, 2009 (319 days) · channel change inside one enterprise, not a move
Charles Schwab & Co., Inc. to Td Ameritrade, Inc.
left May 10, 2006, registered Mar 26, 2007 (320 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

John Cleary left Madison Partners for Usaa Investment Services Company (registered 2026-08-11)
Jun 9, 2026 · Advisor changed firm · fact
John Cleary left The Wealthgarden F.S. Llc for Madison Partners (registered 2026-02-11)
Oct 13, 2025 · Advisor changed firm · fact
John Cleary left Lpl Financial Llc for The Wealthgarden F.S. Llc (registered 2025-09-03)
Aug 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address