DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• L••• B•••••

L•• F•••••••• L••BD affiliatedDenver, Codual registrantIAPD 2122827

Feed of 09/14/2026

Also filed as K•••• L••• Murphy

At current firm

2 y

since Jun 24, 2024

In the industry

35 y

since Jan 31, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 24, 2024 · Denver, Co
I•• G•••• W••••• M••••••••• L•• former
Jun 11, 2021 to Sep 23, 2024 · Denver, Co
C••••• A••••••• L•• former
Mar 12, 2018 to Jul 2, 2018 · Greenwood Village, Co
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Dec 8, 2016 to Feb 26, 2018 · Appleton, Wi
I••••••••• C•••••• O• A••••••• I••• former
Jan 2, 2015 to Feb 26, 2018 · Bismarck, Nd
S•• I••••••••• I••• former
Jun 2, 2006 to Feb 26, 2018 · Appleton, Wi

Moves

a registration end followed by a registration begin elsewhere

I•• G•••• W••••• M••••••••• L•• to L•• F•••••••• L••
left Sep 23, 2024, registered Jun 24, 2024 (-91 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••• A••••••• L•• to I•• G•••• W••••• M••••••••• L••
left Jul 2, 2018, registered Jun 11, 2021 (1075 days) · Affiliated broker-dealer or bank to a newly registered adviser
I••••••••• C•••••• O• A••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Feb 26, 2018, registered Dec 8, 2016 (-445 days) · channel change inside one enterprise, not a move
S•• I••••••••• I••• to I••••••••• C•••••• O• A••••••• I•••
left Feb 26, 2018, registered Jan 2, 2015 (-1151 days) · channel change inside one enterprise, not a move
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••• A••••••• L••
left Feb 26, 2018, registered Mar 12, 2018 (14 days) · Other

Signals

K•••• L••• B••••• left I•• G•••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-06-24)
Sep 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address