DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gyroscope Capital Management Group LLC

Former SEC-registered adviserNaples, FloridaCRD 142672SEC 801-79925IAPD
Latest filing Jun 8, 2023
First filing on the tape Jun 10, 2014 · 35 filings
RAUM
$351M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$341M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$351M as of Feb 13, 2023
Mar 3, 2015$153M then
HNW client RAUM$336M as of Feb 13, 2023
Mar 28, 2018$219M then
State-registered IARs (5.B.3)7 as of Feb 13, 2023
Mar 3, 20155 then
Employees (5.A)7 as of Feb 13, 2023
Mar 3, 20155 then
Private funds: 1
RAUM +18% over the last fiscal year+6.9% a year over threeIARs 4 to 7offices 2 to 0
Practice profile
derived from the filing of Jun 8, 2023; every figure names its basis
RAUM per advisor
$50.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
100derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$501,003derivedHNW RAUM over HNW clients
Average account
$484,071derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+75%derivedItem 5.B.3 between annual amendments
Client growth, one year
+27%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$336M96%
  • Corporations and businesses$6.1M1.7%
  • Individuals$5.2M1.5%
  • Charitable organizations$4.1M1.2%
Individual clients
31reported
HNW clients
670reported
Pension plan clients
n/areported
Charitable clients
7reported
Accounts
725reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $40.8M managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Robert Carr · Vice President, Portfolio Managercontrol
    since 08/2008 · owns 10% to 25%
  • Anthony Cirillo · Portfolio Managercontrol
    since 06/2021 · owns 5% to 10%
  • Joseph Michael Egan · National Director Of Salescontrol
    since 06/2022 · owns 5% to 10%
  • M Kevin Erndl · Chief Executive Officercontrol
    since 06/2022 · owns less than 5%
  • Michael Blaine Ferguson · Chief Operations Officercontrol
    since 04/2022 · owns less than 5%
  • Richard Knepfler · Chief Financial Officercontrol
    since 06/2022 · owns less than 5%
  • Nick William Beynon · Membercontrol
    since 04/2022 · owns 25% to 50% of Cp Holdings LLC
  • M Kevin Erndl · Membercontrol
    since 04/2022 · owns 25% to 50% of Cp Holdings LLC
  • Michael Blaine Ferguson · Membercontrol
    since 04/2022 · owns 25% to 50% of Cp Holdings LLC
  • Mckay Lewis Johnson · Membercontrol
    since 04/2022 · owns 25% to 50% of Cp Holdings LLC
  • G Jonathan Kasting · Chief Compliance Officer
    since 11/2021 · owns less than 5%
Entity owners
  • Cw Gyroscope LLC · Owner
    direct · owns 75% or more
  • Cp Holdings LLC · Member
    indirect · owns 75% or more of Cw Gyroscope LLC
Related persons
Schedule D 7.A
  • 5th Avenue Brokerage, LLC
    real estaten
  • Calusa River Capitlal LLC
    real estaten
  • Capital Wealth Advisors, Inc.
    real estaten
  • Cw Institutional, LLC
    investment advisernRAUM $32.8M
  • Cw Natural Resources Fund Gp, LLC
    pooled vehicle sponsorn
  • Cw Special Opportunities Fund Gp, LLC
    pooled vehicle sponsorn
  • Cwa Asset Management Group
    investment adviseryRAUM $4.5B
  • Cwa Naples, LLC
    investment adviserpooled vehicle sponsornRAUM $191M
  • Cwa Risk Management
    real estaten
  • Liberty Wolfe Enterprises, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Naples, Fl · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 571 to 725
    Nov 29, 2022 to Feb 13, 2023
  • Advisory employees · 4 to 7
    Nov 29, 2022 to Feb 13, 2023
  • Charity clients · 5 to 7
    Nov 29, 2022 to Feb 13, 2023
  • Corporate clients · 15 to 17
    Nov 29, 2022 to Feb 13, 2023
  • HNW clients · 486 to 670
    Nov 29, 2022 to Feb 13, 2023
  • Individual clients · 65 to 31
    Nov 29, 2022 to Feb 13, 2023
  • Employees · 4 to 7
    Nov 29, 2022 to Feb 13, 2023
  • Insurance-licensed employees · 0 to 3
    Nov 29, 2022 to Feb 13, 2023
  • State-registered IARs · 4 to 7
    Nov 29, 2022 to Feb 13, 2023
  • Discretionary RAUM · $298M to $351M
    Nov 29, 2022 to Feb 13, 2023
  • HNW RAUM · $280M to $336M
    Nov 29, 2022 to Feb 13, 2023
  • Individual RAUM · $9.5M to $5.2M
    Nov 29, 2022 to Feb 13, 2023
  • RAUM · $298M to $351M
    Nov 29, 2022 to Feb 13, 2023
  • Related broker-dealer · true to false
    Nov 29, 2022 to Feb 13, 2023
  • Wrap assets (manager) · $34.6M to $40.8M
    Nov 29, 2022 to Feb 13, 2023
  • Other offices · 2 to 0
    Nov 2, 2022 to Nov 29, 2022
  • Private funds · unset to 1
    Jul 25, 2022 to Nov 2, 2022
  • Related adviser · false to true
    Mar 2, 2022 to Apr 28, 2022
  • Related broker-dealer · false to true
    Mar 2, 2022 to Apr 28, 2022
  • Accounts · 528 to 571
    Nov 24, 2021 to Mar 2, 2022
  • Corporate clients · 10 to 15
    Nov 24, 2021 to Mar 2, 2022
  • HNW clients · 441 to 486
    Nov 24, 2021 to Mar 2, 2022
  • Individual clients · 72 to 65
    Nov 24, 2021 to Mar 2, 2022
  • Employees · 6 to 4
    Nov 24, 2021 to Mar 2, 2022
  • Discretionary RAUM · $241M to $298M
    Nov 24, 2021 to Mar 2, 2022
  • HNW RAUM · $224M to $280M
    Nov 24, 2021 to Mar 2, 2022
  • Individual RAUM · $9.4M to $9.5M
    Nov 24, 2021 to Mar 2, 2022
  • RAUM · $241M to $298M
    Nov 24, 2021 to Mar 2, 2022
  • Wrap assets (manager) · $19.1M to $34.6M
    Nov 24, 2021 to Mar 2, 2022
  • Other offices · 1 to 2
    Jun 30, 2021 to Sep 23, 2021
  • Accounts · 618 to 528
    Oct 22, 2020 to Mar 1, 2021
  • Charity clients · 4 to 5
    Oct 22, 2020 to Mar 1, 2021
  • Corporate clients · 14 to 10
    Oct 22, 2020 to Mar 1, 2021
  • HNW clients · 519 to 441
    Oct 22, 2020 to Mar 1, 2021
  • Individual clients · 81 to 72
    Oct 22, 2020 to Mar 1, 2021
  • Employees · 4 to 6
    Oct 22, 2020 to Mar 1, 2021
  • Discretionary RAUM · $287M to $241M
    Oct 22, 2020 to Mar 1, 2021
  • HNW RAUM · $266M to $224M
    Oct 22, 2020 to Mar 1, 2021
  • Individual RAUM · $10.3M to $9.4M
    Oct 22, 2020 to Mar 1, 2021
  • RAUM · $287M to $241M
    Oct 22, 2020 to Mar 1, 2021
Signals
23 dated events
  • Anthony Louis Cirillo left Gyroscope Capital Management Group Llc for First Trust Investment Solutions L.P. (registered 2023-10-11)
    Dec 7, 2023 · Advisor changed firm · fact
  • George Schmelzle left Gyroscope Capital Management Group Llc for First Trust Investment Solutions L.P. (registered 2023-10-06)
    Dec 7, 2023 · Advisor changed firm · fact
  • Michael Egan left Gyroscope Capital Management Group Llc for Moors & Cabot, Inc (registered 2009-05-04)
    Dec 7, 2023 · Advisor changed firm · fact
  • Jacob Martin Marriott left Gyroscope Capital Management Group Llc for First Trust Investment Solutions L.P. (registered 2023-10-09)
    Dec 7, 2023 · Advisor changed firm · fact
  • Tenzin Phuntsok left Gyroscope Capital Management Group Llc for First Trust Investment Solutions L.P. (registered 2023-10-06)
    Dec 7, 2023 · Advisor changed firm · fact
  • Robert M Carr left Gyroscope Capital Management Group Llc for First Trust Investment Solutions L.P. (registered 2023-10-09)
    Dec 7, 2023 · Advisor changed firm · fact
  • Gyroscope Capital Management Group LLC's advisors moved to First Trust Investment Solutions L.P. (Naples, FL): 5 of 6 registered, on the same day
    Dec 7, 2023 · Firm absorbed (people side) · derived
  • Kevin Michael Erndl left Gyroscope Capital Management Group Llc for First Trust Investment Solutions L.P. (registered 2024-06-10)
    Oct 3, 2023 · Advisor changed firm · fact
  • Blaine Michael Ferguson no longer registered at Gyroscope Capital Management Group Llc; no later IA registration on IAPD
    Sep 19, 2023 · Advisor departure · fact
  • Richard Knepfler (Chief Financial Officer) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Feb 13, 2023 · Control person joined · fact
  • Alexander Ford Bouton left Gyroscope Capital Management Group Llc for First Trust Advisors Lp (registered 2025-07-10)
    Feb 7, 2023 · Advisor changed firm · fact
  • Hancock Sarah Wolf (Senior Vice President) no longer on Schedule A of Gyroscope Capital Management Group Llc (listed 2022-11-02, absent 2022-11-29)
    Nov 29, 2022 · Control person left · inference
  • Hugh Joseph Moglia (Member) no longer on Schedule A of Gyroscope Capital Management Group Llc (listed 2022-06-06, absent 2022-07-25)
    Jul 25, 2022 · Control person left · inference
  • M Kevin Erndl (Ceo) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Jun 6, 2022 · Control person joined · fact
  • Nick William Beynon (Member) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Apr 28, 2022 · Control person joined · fact
  • Michael Blaine Ferguson (Member) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Apr 28, 2022 · Control person joined · fact
  • Mckay Lewis Johnson (Member) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Apr 28, 2022 · Control person joined · fact
  • Hugh Joseph Moglia (Member) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Apr 28, 2022 · Control person joined · fact
  • Anthony Cirillo (Portfolio Manager) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Jun 15, 2021 · Control person joined · fact
  • Robert Carr (Vice President, Portfolio Manager) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Jan 28, 2020 · Control person joined · fact
  • Hancock Sarah Wolf (Senior Vice President) appeared on Schedule A of Gyroscope Capital Management Group Llc
    Jan 28, 2020 · Control person joined · fact
  • Rose Katherine Kelliher (Chief Compliance Officer) no longer on Schedule A of Gyroscope Capital Management Group Llc (listed 2019-11-25, absent 2020-01-28)
    Jan 28, 2020 · Control person left · inference
  • Gyroscope Capital Management Group Llc filed its initial SEC registration (Form ADV)
    Jun 10, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026