R••••• R•••••• C•••

• P••••••••• S••••••••• C••••••••• independent RIA current
  since Apr 17, 2017 · Elkridge, Md
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to May 1, 2017 · Columbia, Md
• M•• F•••••••• S•••••••• I••• former
  Jan 23, 2007 to Mar 25, 2017 · Elkridge, Md
• O•••• F•• I••• former
  Apr 5, 2000 to Dec 5, 2006 · Columbia, Md

• M•• I•••••••• S•••••••• L•• to P••••••••• S••••••••• C•••••••••
  left May 1, 2017, registered Apr 17, 2017 (-14 days) · Other
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to M•• F•••••••• S•••••••• I•••
  left Dec 5, 2006, registered Jan 23, 2007 (49 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address