DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jay Gershman
Feed of 09/14/2026
Also filed as Jay L Gershman
At current firm
3 y
since May 1, 2023
In the industry
30 y
since Nov 1, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Redhawk Wealth Advisors, Inc. independent RIA currentsince May 1, 2023 · Delray Beach, Fl
- Securities America Advisors, Inc. formerSep 18, 2020 to May 2, 2023 · West Hartford, Ct
- Ssn Advisory, Inc. formerJun 13, 2007 to Sep 18, 2020 · West Hartford, Ct
- Adviceone Advisory Services, LLC independent RIAJan 2, 2001 to Jul 2, 2007 · Glastonbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Redhawk Wealth Advisors, Inc.left May 2, 2023, registered May 1, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Ssn Advisory, Inc. to Securities America Advisors, Inc.left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- Adviceone Advisory Services, LLC to Ssn Advisory, Inc.left Jul 2, 2007, registered Jun 13, 2007 (-19 days) · Other
Signals
- Jay Gershman left Securities America Advisors, Inc. for Redhawk Wealth Advisors, Inc. (registered 2023-05-01)May 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address