RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince May 5, 2026 · San Francisco, Ca
- M••••••• P••• W••••• A•••••••• L•• formerOct 20, 2016 to Aug 20, 2026 · Fort Wayne, In
- D•••••••• B•••• F•••••••• M••••••••• I•• independent RIAMay 21, 2012 to Dec 8, 2016 · Fort Wayne, In
- M••••••• C•••••• M••••••••• I••• unclassifiedMar 12, 2003 to Jul 17, 2012 · Fort Wayne, In
- O•••• F•• I••• formerDec 1, 1998 to Mar 12, 2003 · Ft Wayne, In
- M••••••• P••• W••••• A•••••••• L•• to F••••••left Aug 20, 2026, registered May 5, 2026 (-107 days) · Other · moved with a team
- D•••••••• B•••• F•••••••• M••••••••• I•• to M••••••• P••• W••••• A•••••••• L••left Dec 8, 2016, registered Oct 20, 2016 (-49 days) · Other
- M••••••• C•••••• M••••••••• I••• to D•••••••• B•••• F•••••••• M••••••••• I••left Jul 17, 2012, registered May 21, 2012 (-57 days) · Other
- O•••• F•• I••• to M••••••• C•••••• M••••••••• I•••left Mar 12, 2003, registered Mar 12, 2003 (0 days) · Other
- J•••••• K•••• P•••••• left M••••••• P••• W••••• A•••••••• L•• for Farther (registered 2026-05-05)Aug 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address