DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••••• B•••• F•••••••• M••••••••• I••
Latest filing Feb 26, 2026
First filing on the tape Mar 5, 2012 · 24 filings
SEC status approved since Aug 11, 2005
RAUM
$439M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$411M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$439M as of Feb 26, 2026
Mar 5, 2012$85.0M then
HNW client RAUM$327M as of Feb 26, 2026
Mar 30, 2018$5.7M then
State-registered IARs (5.B.3)0 as of Feb 26, 2026
Mar 5, 20120 then
Employees (5.A)8 as of Feb 26, 2026
Apr 1, 20134 then
Private funds: no history
RAUM +18% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $349,967derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $106M, 123 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$327M75%
- Individuals$84.2M19%
- Charitable organizations$14.1M3.2%
- Pension and profit-sharing plans$12.8M2.9%
- Corporations and businesses$397,2810.1%
- Individual clients
- 278reported
- HNW clients
- 124reported
- Pension plan clients
- 7reported
- Charitable clients
- 5reported
- Accounts
- 1,253reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $106M for 123 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• A••••• D•••••••• | Fort Wayne, In | Dec 9, 2002 | 24 y | 0 |
| I•• D• C•••• B••••Certified Financial Planner | Fort Wayne, In | Mar 3, 2004 | 23 y | 1 |
| A••••• D• L••••••• | Fort Wayne, In | Oct 25, 2018 | 10 y | 0 |
| M•• D•••• D•••••••• | Fort Wayne, In | Aug 29, 2020 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••••• K•••• P•••••• to M••••••• P••• W••••• A•••••••• L••Dec 8, 2016 · Other
- M•••••• B•••• M•••••• to P•••• R••••••••• S•••••••Jun 13, 2005 · Other
Joined, latest
- J•••••• K•••• P•••••• from M••••••• C•••••• M••••••••• I•••May 21, 2012 · Other
- M•••••• B•••• M•••••• from C•••••• S••••• • C••• I•••Mar 8, 2005 · Other
- I•• D• C•••• B•••• from G•••••• F•••••••• M••••••••• I••Mar 3, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• I••• D• C•••• · Principal Owner, Chief Compliance Officer (Cco)controlsince 02/2004 · owns 25% to 50%
- D••••••••• D••••• A••••• · Principal Ownercontrolsince 11/2002 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Wayne, In · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Wauwatosa, WI1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Feb 26, 2026custody of client assets (Item 9.A): no on the filing of 2025-06-17, yes on the filing of 2026-02-26peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- RAUM · $373M to $439MJun 17, 2025 to Feb 26, 2026
- Accounts · 1,216 to 1,253Jun 17, 2025 to Feb 26, 2026
- Corporate clients · 15 to 6Jun 17, 2025 to Feb 26, 2026
- HNW clients · 113 to 124Jun 17, 2025 to Feb 26, 2026
- Individual clients · 269 to 278Jun 17, 2025 to Feb 26, 2026
- Pension plan clients · 1 to 7Jun 17, 2025 to Feb 26, 2026
- Assets in custody · $84.9M to $106MJun 17, 2025 to Feb 26, 2026
- Custody of client assets · false to trueJun 17, 2025 to Feb 26, 2026
- Discretionary RAUM · $373M to $439MJun 17, 2025 to Feb 26, 2026
- HNW RAUM · $273M to $327MJun 17, 2025 to Feb 26, 2026
- Individual RAUM · $73.7M to $84.2MJun 17, 2025 to Feb 26, 2026
- Pension RAUM · $9.1M to $12.8MJun 17, 2025 to Feb 26, 2026
- Financial planning clients · 51-100 to 51-100Mar 26, 2025 to Jun 17, 2025
- Accounts · 1,177 to 1,216Sep 13, 2024 to Mar 26, 2025
- Charity clients · 3 to 5Sep 13, 2024 to Mar 26, 2025
- Corporate clients · 16 to 15Sep 13, 2024 to Mar 26, 2025
- HNW clients · 103 to 113Sep 13, 2024 to Mar 26, 2025
- Individual clients · 265 to 269Sep 13, 2024 to Mar 26, 2025
- Assets in custody · $77.1M to $84.9MSep 13, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 51-100Sep 13, 2024 to Mar 26, 2025
- Discretionary RAUM · $319M to $373MSep 13, 2024 to Mar 26, 2025
- HNW RAUM · $225M to $273MSep 13, 2024 to Mar 26, 2025
- Individual RAUM · $76.9M to $73.7MSep 13, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $3.7M to $0Sep 13, 2024 to Mar 26, 2025
- Pension RAUM · $8.0M to $9.1MSep 13, 2024 to Mar 26, 2025
- RAUM · $323M to $373MSep 13, 2024 to Mar 26, 2025
- Accounts · 1,139 to 1,177Jun 23, 2023 to Mar 15, 2024
- Corporate clients · 14 to 16Jun 23, 2023 to Mar 15, 2024
- HNW clients · 88 to 103Jun 23, 2023 to Mar 15, 2024
- Individual clients · 280 to 265Jun 23, 2023 to Mar 15, 2024
- Assets in custody · $67.8M to $77.1MJun 23, 2023 to Mar 15, 2024
- Financial planning clients · 101-250 to 11-25Jun 23, 2023 to Mar 15, 2024
- Discretionary RAUM · $275M to $319MJun 23, 2023 to Mar 15, 2024
- HNW RAUM · $185M to $225MJun 23, 2023 to Mar 15, 2024
- Individual RAUM · $67.9M to $76.9MJun 23, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $0 to $3.7MJun 23, 2023 to Mar 15, 2024
- Pension RAUM · $7.9M to $8.0MJun 23, 2023 to Mar 15, 2024
- RAUM · $275M to $323MJun 23, 2023 to Mar 15, 2024
- Accounts · 1,089 to 1,139Mar 25, 2022 to Mar 27, 2023
- Charity clients · 2 to 3Mar 25, 2022 to Mar 27, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@dickmeyerboyce.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 260-436-2051reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 414-306-6777reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 414-687-7148reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••://WWW.D•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 260-436-2051reportedpublic record, Form ADV, Feb 26, 2026
- Contact form
- dickmeyerboyce.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026