M•••••• S••••• L••

• L•• F•••••••• L•• BD affiliated current
  since Sep 10, 2025 · Greenville, Sc
• U•• F•••••••• S••••••• I••• wirehouse
  Jun 29, 2009 to Sep 19, 2025 · Palm Beach Gardens, Fl
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2008 to Jul 9, 2009 · Palm Beach, Fl
• J••• M••••• S••••••••• I••• unclassified
  Sep 27, 2006 to Oct 1, 2008 · Palm Beach Gardens, Fl
• B••• O•• S••••••••• C••••••••• unclassified
  Apr 5, 2001 to Sep 27, 2006 · Atlanta, Ga

• U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
  left Sep 19, 2025, registered Sep 10, 2025 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
  left Jul 9, 2009, registered Jun 29, 2009 (-10 days) · Wirehouse to wirehouse
• J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
• B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••
  left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move

• ••• Locked
  Sep 19, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address