DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Reginald Franklin Muggley
Feed of 09/14/2026
Also filed as Buster Muggley
At current firm
5 y
since Aug 2, 2021
In the industry
35 y
since Mar 14, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Aug 2, 2021 · The Woodland, Tx
- Cetera Advisor Networks LLC formerNov 1, 2017 to Aug 12, 2021 · The Woodlands, Tx
- Girard Securities, Inc. formerApr 3, 2017 to Nov 1, 2017 · The Woodlands, Tx
- Asset One LLC formerApr 7, 2003 to Jul 2, 2017 · The Woodlands, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to Independent Financial Group, LLCleft Aug 12, 2021, registered Aug 2, 2021 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- Girard Securities, Inc. to Cetera Advisor Networks LLCleft Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
- Asset One LLC to Girard Securities, Inc.left Jul 2, 2017, registered Apr 3, 2017 (-90 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address