RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W•••••• F•••••
- H•••••• C•••••• A••••••• L•• independent RIA currentsince Jan 31, 2020 · Cranberry Twp, Pa
- A••••••• A••••••• S••••••• formerSep 30, 2004 to Jan 31, 2020 · Pittsburgh, Pa
- T•• A••••••• G••••• I••• unclassifiedFeb 10, 2003 to Sep 30, 2004 · Pittsburgh, Pa
- T•• A••••••• G••••• I••• unclassifiedJul 8, 1997 to Feb 10, 2003 · Pittsburg, Pa
- A••••••• A••••••• S••••••• to H•••••• C•••••• A••••••• L••left Jan 31, 2020, registered Jan 31, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- T•• A••••••• G••••• I••• to A••••••• A••••••• S•••••••left Sep 30, 2004, registered Sep 30, 2004 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address