DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hoffman Capital Advisors LLC
Latest filing Feb 25, 2026
First filing on the tape Feb 26, 2019 · 35 filings
SEC status approved since Mar 28, 2019
RAUM
$185M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
95%
$176M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$30.9M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$185M as of Feb 25, 2026
Jan 9, 2020$144M then
HNW client RAUM$101M as of Feb 25, 2026
Jan 9, 2020$91.8M then
State-registered IARs (5.B.3)7 as of Feb 25, 2026
Jan 9, 20203 then
Employees (5.A)7 as of Feb 25, 2026
Jan 9, 20204 then
Private funds: no history
RAUM +39% over the last fiscal year+7.8% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $30.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $245,932derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $170MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$101M54%
- Individuals$75.6M41%
- Pension and profit-sharing plans$8.9M4.8%
- Charitable organizations$172,0000.1%
- Individual clients
- 317reported
- HNW clients
- 48reported
- Pension plan clients
- 2reported
- Charitable clients
- 3reported
- Accounts
- 754reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Josiah David Hoffman | Cranberry Twp, Pa | Jun 8, 2017 | 17 y | 3 |
| David Lee Smith | Cranberry Twp, Pa | Feb 8, 2018 | 33 y | 1 |
| Alex Morgan Feyche | Cranberry Twp, Pa | Jan 31, 2020 | 12 y | 0 |
| Robert William Feyche | Pittsburgh, Pa | Jan 31, 2020 | 35 y | 3 |
| Michael Robert Reimer | Cranberry Twp, Pa | Jan 11, 2023 | 23 y | 0 |
| Derek D. FinneyCertified Financial Planner | Cranberry Twp, Pa | Aug 11, 2025 | 13 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Derek D. Finney from LPL Financial LLCAug 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Robert William Feyche from Ameritas Advisory ServicesJan 31, 2020 · Affiliated broker-dealer or bank to independent RIA
- David Lee Smith from Hefren-Tillotson, Inc.Feb 8, 2018 · Other
- Josiah David Hoffman from Hefren-Tillotson, Inc.Jun 8, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Josiah Hoffman · Owner/Chief Compliance Officercontrolsince 10/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cranberry Twp, Pa · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pittsburgh, PA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 25, 2026RAUM (Item 5.F) moved from $133,491,000 to $185,433,000 (+39.0%) between the annual amendments of 2025-01-10 and 2026-02-25; the peer median change was +15.0% (4551 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 92% percentile
What changed
consecutive filings, newest first
- HNW RAUM · $87.7M to $101MNov 3, 2025 to Feb 25, 2026
- Accounts · 722 to 754Nov 3, 2025 to Feb 25, 2026
- Charity clients · 2 to 3Nov 3, 2025 to Feb 25, 2026
- HNW clients · 41 to 48Nov 3, 2025 to Feb 25, 2026
- Individual clients · 290 to 317Nov 3, 2025 to Feb 25, 2026
- Pension plan clients · 3 to 2Nov 3, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 1-10Nov 3, 2025 to Feb 25, 2026
- Discretionary RAUM · $145M to $170MNov 3, 2025 to Feb 25, 2026
- Individual RAUM · $64.5M to $75.6MNov 3, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $14.0M to $15.9MNov 3, 2025 to Feb 25, 2026
- Pension RAUM · $7.3M to $8.9MNov 3, 2025 to Feb 25, 2026
- RAUM · $160M to $185MNov 3, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Aug 14, 2025 to Nov 3, 2025
- Advisory employees · 6 to 7May 1, 2025 to Aug 14, 2025
- Employees · 6 to 7May 1, 2025 to Aug 14, 2025
- State-registered IARs · 6 to 7May 1, 2025 to Aug 14, 2025
- Accounts · 693 to 722Jan 10, 2025 to May 1, 2025
- HNW clients · 34 to 41Jan 10, 2025 to May 1, 2025
- Individual clients · 321 to 290Jan 10, 2025 to May 1, 2025
- Pension plan clients · 4 to 3Jan 10, 2025 to May 1, 2025
- Financial planning clients · 1-10 to 0Jan 10, 2025 to May 1, 2025
- Discretionary RAUM · $131M to $145MJan 10, 2025 to May 1, 2025
- HNW RAUM · $66.6M to $87.7MJan 10, 2025 to May 1, 2025
- Individual RAUM · $60.9M to $64.5MJan 10, 2025 to May 1, 2025
- Non-discretionary RAUM · $2.5M to $14.0MJan 10, 2025 to May 1, 2025
- Pension RAUM · $6.0M to $7.3MJan 10, 2025 to May 1, 2025
- RAUM · $133M to $160MJan 10, 2025 to May 1, 2025
- Accounts · 596 to 693Apr 4, 2023 to Feb 26, 2024
- HNW clients · 17 to 34Apr 4, 2023 to Feb 26, 2024
- Individual clients · 579 to 321Apr 4, 2023 to Feb 26, 2024
- Pension plan clients · 0 to 4Apr 4, 2023 to Feb 26, 2024
- Assets in custody · 0.0 to unsetApr 4, 2023 to Feb 26, 2024
- Custody of client assets · true to falseApr 4, 2023 to Feb 26, 2024
- Discretionary RAUM · $147M to $131MApr 4, 2023 to Feb 26, 2024
- HNW RAUM · $1.3M to $66.6MApr 4, 2023 to Feb 26, 2024
- Individual RAUM · $147M to $60.9MApr 4, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $1.2M to $2.5MApr 4, 2023 to Feb 26, 2024
- Pension RAUM · $0 to $6.0MApr 4, 2023 to Feb 26, 2024
- RAUM · $148M to $133MApr 4, 2023 to Feb 26, 2024
- Wrap assets (manager) · $147M to $0Apr 4, 2023 to Feb 26, 2024
Signals
5 dated events
- Hoffman Capital Advisors Llc reported RAUM $148.2M, down 58% from $356.1M (2022-11-30 to 2023-01-24)Jan 24, 2023 · RAUM change · derived
- William Wesley Creese (Managing Member) no longer on Schedule A of Hoffman Capital Advisors Llc (listed 2022-02-16, absent 2022-11-10)Nov 10, 2022 · Control person left · inference
- Hoffman Capital Advisors Llc reported RAUM $356.1M, up 45% from $246.3M (2022-02-10 to 2022-02-16)Feb 16, 2022 · RAUM change · derived
- Hoffman Capital Advisors Llc reported RAUM $246.3M, up 70% from $144.5M (2020-12-11 to 2021-01-15)Jan 15, 2021 · RAUM change · derived
- Riverstone Wealth Management Llc filed its initial SEC registration (Form ADV)Feb 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@hoffman-capital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 724-719-6767reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- hoffman-capital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (724) 719-6767reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- hoffman-capital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- hoffman-capital.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026