RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• B•••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince May 7, 2018 · Altamonte Springs, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 4, 2005 to Nov 30, 2009 · Fairfield, Ia
- G• A• R••••• • C•••••• BD affiliatedMar 26, 1991 to Nov 1, 2005 · Maitland, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• to I••••••••• F•••••••• P•••••••left Nov 30, 2009, registered May 7, 2018 (3080 days) · Other
- G• A• R••••• • C•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 1, 2005, registered Nov 4, 2005 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address