DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Laura Lynn Callahan

Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseSalt Lake City , Ut dual registrantIAPD 2131009

Feed of 09/14/2026

Also filed as Laura Lynn Callahan

At current firm

3 y

since Jun 22, 2023

In the industry

32 y

since Jul 15, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse current
since Jun 22, 2023 · Salt Lake City, Ut
Wells Fargo Advisors wirehouse
Apr 26, 2022 to Jun 1, 2023 · Salt Lake City, Ut
Icon Advisers, Inc. other
Sep 27, 2007 to Oct 6, 2008 · Greenwood Village, Co
Chase Investment Services Corp. former
Jul 8, 2005 to Mar 1, 2006 · Anada, Co
Forta Financial Group, Inc. former
Sep 14, 2004 to Jul 7, 2005 · Greenwood Village, Co
Quick & Reilly, Inc. unclassified
Nov 21, 2002 to Sep 16, 2004 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 1, 2023, registered Jun 22, 2023 (21 days) · Wirehouse to wirehouse
Icon Advisers, Inc. to Wells Fargo Advisors
left Oct 6, 2008, registered Apr 26, 2022 (4950 days) · Other
Chase Investment Services Corp. to Icon Advisers, Inc.
left Mar 1, 2006, registered Sep 27, 2007 (575 days) · Other
Forta Financial Group, Inc. to Chase Investment Services Corp.
left Jul 7, 2005, registered Jul 8, 2005 (1 days) · Other
Quick & Reilly, Inc. to Forta Financial Group, Inc.
left Sep 16, 2004, registered Sep 14, 2004 (-2 days) · Other

Signals

Laura Lynn Callahan left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-22)
Jun 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address