RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• C•••••• S•••••
- S••••• M••••••••• independent RIA currentsince Jan 22, 2010 · North Little Rock, Ar
- F•••• A••••• A••••••• S•••••••• I••• formerJan 3, 2007 to Feb 6, 2007 · Chesterfield, Mo
- S••••• M••••••••• independent RIAJun 17, 2004 to Mar 1, 2005 · Little Rock, Ar
- F•• A••••••• S••••••• I•• unclassifiedJul 26, 1995 to Jan 5, 2007 · North Little Rock, Ar
- F•••• A••••• A••••••• S•••••••• I••• to S••••• M•••••••••left Feb 6, 2007, registered Jan 22, 2010 (1081 days) · Other
- F•• A••••••• S••••••• I•• to S••••• M•••••••••left Jan 5, 2007, registered Jun 17, 2004 (-932 days) · Other
- S••••• M••••••••• to F•••• A••••• A••••••• S•••••••• I•••left Mar 1, 2005, registered Jan 3, 2007 (673 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address