DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••• L•••••••••

M•• I•••••••• S•••••••• L••BD affiliatedCorona, Ca dual registrantIAPD 2133310

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Vance Saunders Litchfield

At current firm

1 y

since Nov 13, 2024

In the industry

20 y

since Oct 25, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Nov 13, 2024 · Corona, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 7, 2024 to Oct 14, 2024 · Temecula, Ca
L•••••• I••••••••• independent RIA
Jul 7, 2022 to Sep 22, 2023 · Woodland Hills, Ca
P•••• S••••••••• L•• no RAUM
Apr 5, 2017 to Jun 13, 2022 · Irvine, Ca
M•• F•••••••• S•••••••• I••• former
Nov 24, 2015 to Jan 13, 2017 · Woodland Hills, Ca
P•••• S••••••••• L•• no RAUM
Mar 19, 2009 to Jan 6, 2014 · City Of Industry, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Oct 14, 2024, registered Nov 13, 2024 (30 days) · Wirehouse to affiliated broker-dealer or bank
L•••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 22, 2023, registered Mar 7, 2024 (167 days) · RIA to wirehouse
P•••• S••••••••• L•• to L•••••• I•••••••••
left Jun 13, 2022, registered Jul 7, 2022 (24 days) · Affiliated broker-dealer or bank to independent RIA
M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••
left Jan 13, 2017, registered Apr 5, 2017 (82 days) · Other
P•••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••
left Jan 6, 2014, registered Nov 24, 2015 (687 days) · Other

Signals

V•••• L••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M•• I•••••••• S•••••••• L•• (registered 2024-11-13)
Oct 14, 2024 · Advisor changed firm · fact
V•••• L••••••••• left L•••••• I••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-03-07)
Sep 22, 2023 · Advisor changed firm · fact
V•••• L••••••••• left P•••• S••••••••• L•• for L•••••• I••••••••• (registered 2022-07-07)
Jun 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address