DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Financial Partners Group, Inc.
Latest filing Mar 30, 2026
First filing on the tape Aug 11, 2017 · 25 filings
SEC status approved since Sep 8, 2017
RAUM
$1.1B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$1.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2026
Mar 16, 2018$267M then
HNW client RAUM$896M as of Mar 30, 2026
Mar 16, 2018$95.2M then
State-registered IARs (5.B.3)9 as of Mar 30, 2026
Mar 16, 20187 then
Employees (5.A)9 as of Mar 30, 2026
Mar 16, 20187 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 135derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $319,373derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $130M, 116 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$896M78%
- Individuals$244M21%
- Corporations and businesses$5.2M0.5%
- Charitable organizations$675,1370.1%
- Individual clients
- 840reported
- HNW clients
- 373reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 3,587reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $130M for 116 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Curtis ClaiborneChartered Financial Consultant | Overland Park, Ks | Sep 13, 2017 | 36 y | 3 |
| Samuel Richard Mellinger | Overland Park, Ks | Sep 14, 2017 | 26 y | 4 |
| Timothy John McdermottCertified Financial Planner, Chartered Financial Consultant | Overland Park, Ks | Sep 15, 2017 | 27 y | 3 |
| Matthew Craig Queen | Overland Park, Ks | Sep 18, 2017 | 26 y | 3 |
| Mark Stanford Saper | Overland Park, Ks | Sep 29, 2017 | 35 y | 3 |
| Joshua John Britton | Overland Park, Ks | Nov 29, 2017 | 22 y | 4 |
| Christian Daniel Dunker | Overland Park, Ks | Mar 19, 2020 | 9 y | 0 |
| Michael Connor Strouse | Overland Park, Ks | Sep 2, 2022 | 14 y | 0 |
| Derek Joseph Mcdermott | Overland Park, Ks | Apr 15, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Parker Joseph Madl to Centerpoint Advisory Group, LLCJan 20, 2023 · RIA to a newly registered adviser
- Daniel Gilbert Gould to Creativeone Wealth, LLCOct 15, 2018 · RIA to RIA
Joined, latest
- Joshua John Britton from Cambridge Investment Research Advisors, Inc.Nov 29, 2017 · Other
- Mark Stanford Saper from MML Investors Services, LLCSep 29, 2017 · Other
- Matthew Craig Queen from Cambridge Investment Research Advisors, Inc.Sep 18, 2017 · Other
- Timothy John Mcdermott from MML Investors Services, LLCSep 15, 2017 · Other
- Samuel Richard Mellinger from Cambridge Investment Research Advisors, Inc.Sep 14, 2017 · Other
- James Curtis Claiborne from Cambridge Investment Research Advisors, Inc.Sep 13, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Cambridge Investment Research Advisors, Inc.Sep 26, 2017 · Overland Park, Ks
- 2 joined from MML Investors Services, LLCSep 19, 2017 · Overland Park, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Joshua Britton · Chief Compliance Officer/Ciocontrolsince 04/2024 · owns less than 5%
- Curtis James Claiborne · President, Managing Partnercontrolsince 05/2017 · owns 50% to 75%
- Joseph Derek Mcdermott · Chief Operating Officercontrolsince 05/2024 · owns less than 5%
- John Timothy Mcdermott · Managing Partner/Cfocontrolsince 06/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
- Fpg Risk Management Solutions, LLCreal estaten
- Fpg Tax And Accounting, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3,379 to 3,587May 12, 2025 to Mar 30, 2026
- Charity clients · unset to 3.0May 12, 2025 to Mar 30, 2026
- Corporate clients · unset to 2.0May 12, 2025 to Mar 30, 2026
- HNW clients · 319 to 373May 12, 2025 to Mar 30, 2026
- Individual clients · 827 to 840May 12, 2025 to Mar 30, 2026
- Assets in custody · $112M to $130MMay 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $955M to $1.1BMay 12, 2025 to Mar 30, 2026
- HNW RAUM · $684M to $896MMay 12, 2025 to Mar 30, 2026
- Individual RAUM · $281M to $244MMay 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $18.6M to $22.5MMay 12, 2025 to Mar 30, 2026
- RAUM · $973M to $1.1BMay 12, 2025 to Mar 30, 2026
- Financial planning clients · 101-250 to 101-250Mar 16, 2025 to May 12, 2025
- Accounts · 3,244 to 3,379Jun 6, 2024 to Mar 16, 2025
- HNW clients · 212 to 319Jun 6, 2024 to Mar 16, 2025
- Individual clients · 901 to 827Jun 6, 2024 to Mar 16, 2025
- Assets in custody · $91.9M to $112MJun 6, 2024 to Mar 16, 2025
- Financial planning clients · 0 to 101-250Jun 6, 2024 to Mar 16, 2025
- Discretionary RAUM · $844M to $955MJun 6, 2024 to Mar 16, 2025
- HNW RAUM · $486M to $684MJun 6, 2024 to Mar 16, 2025
- Individual RAUM · $367M to $281MJun 6, 2024 to Mar 16, 2025
- Non-discretionary RAUM · $15.4M to $18.6MJun 6, 2024 to Mar 16, 2025
- RAUM · $860M to $973MJun 6, 2024 to Mar 16, 2025
- Accounts · 3,177 to 3,244Dec 22, 2023 to Mar 21, 2024
- HNW clients · 864 to 212Dec 22, 2023 to Mar 21, 2024
- Individual clients · 208 to 901Dec 22, 2023 to Mar 21, 2024
- Assets in custody · $75.0M to $91.9MDec 22, 2023 to Mar 21, 2024
- Discretionary RAUM · $672M to $844MDec 22, 2023 to Mar 21, 2024
- HNW RAUM · $292M to $486MDec 22, 2023 to Mar 21, 2024
- Individual RAUM · $384M to $367MDec 22, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $10.0M to $15.4MDec 22, 2023 to Mar 21, 2024
- RAUM · $682M to $860MDec 22, 2023 to Mar 21, 2024
- Accounts · 2,737 to 3,177Dec 9, 2022 to Mar 22, 2023
- HNW clients · 197 to 864Dec 9, 2022 to Mar 22, 2023
- Individual clients · 764 to 208Dec 9, 2022 to Mar 22, 2023
- Assets in custody · $78.4M to $75.0MDec 9, 2022 to Mar 22, 2023
- Discretionary RAUM · $711M to $672MDec 9, 2022 to Mar 22, 2023
- HNW RAUM · $414M to $292MDec 9, 2022 to Mar 22, 2023
- Individual RAUM · $302M to $384MDec 9, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $6.1M to $10.0MDec 9, 2022 to Mar 22, 2023
- RAUM · $717M to $682MDec 9, 2022 to Mar 22, 2023
Signals
9 dated events
- Joseph Derek Mcdermott (Chief Operating Officer) appeared on Schedule A of Financial Partners Group, Inc.Jun 6, 2024 · Control person joined · fact
- John Joshua Britton (Chief Compliance Officer) appeared on Schedule A of Financial Partners Group, Inc.Apr 30, 2024 · Control person joined · fact
- Craig Matthew Queen (Cco) no longer on Schedule A of Financial Partners Group, Inc. (listed 2024-03-21, absent 2024-04-30)Apr 30, 2024 · Control person left · inference
- Financial Partners Group, Inc. reported RAUM $859.7M, up 26% from $682.0M (2023-12-22 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Parker Joseph Madl left Financial Partners Group, Inc. for Centerpoint Advisory Group, Llc (registered 2023-01-23)Jan 20, 2023 · Advisor changed firm · fact
- Financial Partners Group, Inc. reported RAUM $716.6M, up 26% from $568.3M (2021-03-30 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Financial Partners Group, Inc. reported RAUM $568.3M, up 38% from $410.6M (2020-09-18 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Financial Partners Group, Inc. reported RAUM $410.6M, up 38% from $297.0M (2019-10-30 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
- Financial Partners Group, Inc. filed its initial SEC registration (Form ADV)Aug 11, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- fpg@fpgkc.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 913-826-6982reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 913-998-6508reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/financial-partners-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FPGKC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-826-6982reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026