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Registered advisor
W•••• A•• M••••••
Feed of 09/14/2026
Also filed as W•••• Ann Davis
At current firm
9 y
since Jun 9, 2017
In the industry
41 y
since Jan 1, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 9, 2017 · Bay City, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Jun 12, 2017 · Saginaw, Mi
- L•• F•••••••• L•• BD affiliatedMar 9, 2010 to Feb 1, 2017 · Saginaw, Mi
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 12, 2017, registered Jun 9, 2017 (-3 days) · Other
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address