RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• F•••• R•••••••••
- N••• C••••••••• BD affiliated currentsince Jun 8, 2023 · Montvale, Nj
- P•• W••••• M••••••••• BD affiliatedAug 3, 2011 to May 21, 2013 · Cresskill, Nj
- P•• W••••• M••••••••• BD affiliatedMay 3, 2011 to May 23, 2011 · Washington Twp., Nj
- F•••• T•••• S••••••••• I••• BD affiliatedSep 16, 2009 to Apr 28, 2011 · Raleigh, Nc
- C•••• I••••••••• S••••••• C•••• formerJul 8, 1998 to Apr 18, 2006 · Bronx, Ny
- P•• W••••• M••••••••• to N••• C•••••••••left May 21, 2013, registered Jun 8, 2023 (3670 days) · Other
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left Apr 28, 2011, registered May 3, 2011 (5 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Apr 18, 2006, registered Sep 16, 2009 (1247 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address